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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 39 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
761 CALL BLACKROCK ETF TRUST 5,300.0 $175K NEW $32.95
762 CALL CRINETICS PHARMACEUTICALS IN 4,800.0 $174K NEW $36.32
763 AFL AFLAC INC Financial Services 1,577.0 $173K NEW $109.71 +11.7%
764 NXST NEXSTAR MEDIA GROUP INC Communication Services 955.0 $173K NEW $180.83 +3.5%
765 TAP MOLSON COORS BEVERAGE CO Consumer Defensive 3,986.0 $172K NEW $43.06 -3.2%
766 EPD ENTERPRISE PRODS PARTNERS L Energy 4,532.0 $171K NEW $37.84 +0.5%
767 PUT ONCE UPON A FARM PBC 10,400.0 $170K NEW $16.35
768 CRAK VANECK ETF TRUST 3,440.0 $170K NEW $49.40 +8.6%
769 PNTG PENNANT GROUP INC Healthcare 5,544.0 $169K NEW $30.48 +38.5%
770 CALL ESCO TECHNOLOGIES INC 600.0 $169K NEW $281.37
771 PST PROSHARES TR 7,479.0 $168K NEW $22.49 +2.8%
772 PCAR PACCAR INC Industrials 1,448.0 $167K NEW $115.50 +8.4%
773 PUT THE BALDWIN INSURANCE GRP IN 7,600.0 $167K NEW $21.94
774 CALL GORILLA TECHNOLOGY GROUP INC 15,800.0 $166K NEW $10.53
775 CALL VELO3D INC 17,700.0 $166K NEW $9.39
776 DC DAKOTA GOLD CORP Basic Materials 32,762.0 $165K NEW $5.05 -18.6%
777 WTI W & T OFFSHORE INC Energy 48,234.0 $164K NEW $3.41 -1.6%
778 CALL IRONWOOD PHARMACEUTICALS INC 46,800.0 $164K NEW $3.51
779 PUT YORK SPACE SYSTEMS INC 7,400.0 $164K NEW $22.17
780 CLOV CLOVER HEALTH INVESTMENTS CO Healthcare 93,109.0 $164K NEW $1.76 +156.2%
Page 39 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%