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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 38 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
741 FOA FINANCE OF AMERICA COMPAN Financial Services 11,268.0 $187K NEW $16.60 +22.5%
742 CALL OAKTREE SPECIALTY LENDING 16,500.0 $186K NEW $11.30
743 PUT TIDAL TRUST II 13,800.0 $186K NEW $13.51
744 AGO ASSURED GUARANTY LTD Financial Services 2,283.0 $186K NEW $81.48 -9.0%
745 SNX TD SYNNEX CORPORATION Technology 1,095.0 $185K NEW $168.71 +46.0%
746 PUT FORTUNE BRANDS INNOVATIONS I 4,700.0 $183K NEW $38.97
747 PUT DIME CMNTY BANCSHARES INC 5,400.0 $183K NEW $33.82
748 PUT RELMADA THERAPEUTICS INC 26,200.0 $182K NEW $6.96
749 PUT MORGAN STANLEY DIRECT LENDIN 13,000.0 $181K NEW $13.96
750 PPC PILGRIMS PRIDE CORP Consumer Defensive 4,795.0 $181K NEW $37.76 -24.4%
751 PUT PRINCIPAL FINANCIAL GROUP IN 2,000.0 $180K NEW $90.11
752 PUT UNITED BANKSHARES INC WEST V 4,300.0 $178K NEW $41.42
753 MIST MILESTONE PHARMACEUTICALS IN Healthcare 149,291.0 $178K NEW $1.19 +21.0%
754 CATX PERSPECTIVE THERAPEUTICS INC Healthcare 42,486.0 $177K NEW $4.17 -3.0%
755 PUT KENNAMETAL INC 4,900.0 $177K NEW $36.13
756 ALMS ALUMIS INC Healthcare 8,030.0 $177K NEW $22.03 -2.9%
757 SGOL ETFS GOLD TR Financial Services 3,963.0 $177K NEW $44.62 -4.0%
758 FORM FORMFACTOR INC Technology 1,817.0 $176K NEW $96.99 +34.3%
759 PUT FIRST COMWLTH FINL CORP PA 10,000.0 $176K NEW $17.58
760 PUT 17 ED & TECHNOLOGY GROUP INC 96,700.0 $175K NEW $1.81
Page 38 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%