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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $177.4B AUM Filed Feb 11, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 8343 New
Page 344 of 418  ·  8,343 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
6861 CALL CURIOSITYSTREAM INC 3,200.0 $12K NEW $3.80
6862 FISI FINANCIAL INSTNS INC Financial Services 390.0 $12K NEW $31.17 +17.0%
6863 PUT PULMONX CORP 5,500.0 $12K NEW $2.21
6864 XPERI INC 2,072.0 $12K NEW $5.86
6865 CALL SILGAN HLDGS INC 300.0 $12K NEW $40.37
6866 CALL 908 DEVICES INC 2,300.0 $12K NEW $5.25
6867 PUT ARRIVENT BIOPHARMA INC 600.0 $12K NEW $20.12
6868 GRAYSCALE XRP TR ETF 340.0 $12K NEW $35.50
6869 CHCT COMMUNITY HEALTHCARE TR INC Real Estate 735.0 $12K NEW $16.42 +6.2%
6870 CALL EVERSPIN TECHNOLOGIES INC 1,300.0 $12K NEW $9.28
6871 CALL SAVARA INC 2,000.0 $12K NEW $6.03
6872 IYK ISHARES TR 180.0 $12K NEW $66.92 +4.9%
6873 RWT REDWOOD TRUST INC Real Estate 2,178.0 $12K NEW $5.53 -2.9%
6874 CALL TFS FINL CORP 900.0 $12K NEW $13.38
6875 CALL CECO ENVIRONMENTAL CORP 200.0 $12K NEW $59.85
6876 PUT ADVANCED FLOWER CAP INC 4,200.0 $12K NEW $2.85
6877 DRVN DRIVEN BRANDS HLDGS INC Consumer Cyclical 806.0 $12K NEW $14.82 -10.3%
6878 CALL ON24 INC 1,500.0 $12K NEW $7.96
6879 PUT DIAMEDICA THERAPEUTICS INC 1,500.0 $12K NEW $7.96
6880 PUT ARMADA HOFFLER PPTYS INC 1,800.0 $12K NEW $6.62
Page 344 of 418  ·  8,343 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.8%
Consumer Cyclical 12.2%
Financial Services 11.7%
Healthcare 10.9%
Industrials 9.8%
Communication Services 8.1%
Basic Materials 4.6%
Energy 3.2%
Utilities 2.8%
Consumer Defensive 2.0%