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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 34 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
661 KROS KEROS THERAPEUTICS INC Healthcare 22,288.0 $246K NEW $11.04 +2.2%
662 PUT ACLARIS THERAPEUTICS INC 65,200.0 $244K NEW $3.75
663 PUT COMPANHIA DE SANEAMENTO BASI 8,000.0 $244K NEW $30.51
664 LIBERTY GLOBAL LTD 20,715.0 $243K NEW $11.73
665 RDW REDWIRE CORPORATION Industrials 28,427.0 $242K NEW $8.50 +198.5%
666 PUT HARMONY BIOSCIENCES HLDGS IN 8,600.0 $241K NEW $28.01
667 SDY SPDR SERIES TRUST 1,639.0 $239K NEW $145.94 +3.0%
668 USL UNITED STS 12 MONTH OIL FD L Financial Services 4,961.0 $239K NEW $48.20 +8.6%
669 AIRS AIRSCULPT TECHNOLOGIES INC Healthcare 84,478.0 $239K NEW $2.83 +101.1%
670 PUT TONIX PHARMACEUTICALS HLDG C 17,300.0 $238K NEW $13.75
671 DNLI DENALI THERAPEUTICS INC Healthcare 12,315.0 $236K NEW $19.20 +7.0%
672 PUT WEALTHFRONT CORP 25,500.0 $236K NEW $9.25
673 PUT GORILLA TECHNOLOGY GROUP INC 22,400.0 $236K NEW $10.53
674 CALL HILTON GRAND VACATIONS INC 6,000.0 $235K NEW $39.12
675 CALL ACADIA HEALTHCARE COMPANY IN 10,000.0 $234K NEW $23.39
676 UVV UNIVERSAL CORP VA MTNS BK EN Consumer Defensive 4,428.0 $233K NEW $52.70 -3.8%
677 AWR AMER STATES WTR CO Utilities 3,081.0 $233K NEW $75.62 +1.9%
678 ZNTL ZENTALIS PHARMACEUTICALS INC Healthcare 98,554.0 $231K NEW $2.34 +70.7%
679 CALL PERSPECTIVE THERAPEUTICS INC 55,200.0 $230K NEW $4.17
680 CALL BANCO BILBAO VIZCAYA ARGENTA 10,600.0 $230K NEW $21.66
Page 34 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%