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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 33 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
641 ARCC ARES CAPITAL CORP Financial Services 14,603.0 $263K NEW $18.02 +5.2%
642 DRI DARDEN RESTAURANTS INC Consumer Cyclical 1,341.0 $263K NEW $196.04 +5.1%
643 CALL BOBS DISC FURNITURE INC 22,300.0 $262K NEW $11.75
644 CALL FIRST TR EXCHANGE-TRADED FD 10,100.0 $260K NEW $25.73
645 SRG SERITAGE GROWTH PPTYS Real Estate 92,326.0 $259K NEW $2.81 -2.0%
646 CALL SENSIENT TECHNOLOGIES CORP 3,000.0 $259K NEW $86.44
647 CALL DEFINIUM THERAPEUTICS INC 13,700.0 $259K NEW $18.90
648 CALL MADISON SQUARE GRDN SPRT COR 800.0 $257K NEW $321.40
649 CALL AGILON HEALTH INC 32,500.0 $257K NEW $7.91
650 IDVO AMPLIFY ETF TR 6,351.0 $257K NEW $40.47 +5.4%
651 PUT DAUCH CORP 43,200.0 $256K NEW $5.93
652 INTT INTEST CORP Technology 18,639.0 $254K NEW $13.65 +29.3%
653 NMRA NEUMORA THERAPEUTICS INC. Healthcare 129,156.0 $252K NEW $1.95 -5.1%
654 GRRR GORILLA TECHNOLOGY GROUP INC Technology 23,916.0 $252K NEW $10.53 +70.0%
655 FXA INVESCO CURRENCYSHARES AUSTR Financial Services 3,677.0 $251K NEW $68.37 +3.8%
656 CALL UPSTREAM BIO INC 27,900.0 $251K NEW $9.00
657 HIBS DIREXION SHARES ETF TRUST 5,330.0 $251K NEW $47.10 -54.0%
658 XAR SPDR SERIES TRUST 987.0 $251K NEW $253.98 +13.9%
659 PR PERMIAN RESOURCES CORP Energy 11,697.0 $249K NEW $21.32 -9.3%
660 CALL RILEY EXPLORATION PERMIAN IN 6,800.0 $248K NEW $36.45
Page 33 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%