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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 32 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
621 DBO INVESCO DB MULTI-SECTOR COMM Financial Services 14,592.0 $287K NEW $19.67 +7.7%
622 CALL CANNAE HLDGS INC 25,000.0 $284K NEW $11.37
623 CALL BRIGHTSPRING HEALTH SVCS INC 6,600.0 $281K NEW $42.61
624 CALL OPTIMIZERX CORP 44,700.0 $281K NEW $6.28
625 HRTG HERITAGE INSURANCE HLDGS INC Financial Services 10,676.0 $280K NEW $26.25 -15.7%
626 CALL SPECTRUM BRANDS HOLDINGS INC 3,800.0 $280K NEW $73.70
627 PUT CARPENTER TECHNOLOGY CORP 700.0 $276K NEW $394.15
628 KDP KEURIG DR PEPPER INC Consumer Defensive 10,474.0 $276K NEW $26.33 +14.3%
629 CALL HERITAGE INSURANCE HLDGS INC 10,500.0 $276K NEW $26.25
630 CALL AMPHASTAR PHARMACEUTICALS IN 14,000.0 $274K NEW $19.59
631 PUT NBT BANCORP INC 6,400.0 $273K NEW $42.58
632 SOLS SOLSTICE ADVANCED MATLS INC Basic Materials 3,568.0 $272K NEW $76.16 +13.1%
633 LPG DORIAN LPG LTD Energy 7,901.0 $270K NEW $34.20 +27.1%
634 GDDY GODADDY INC Technology 3,240.0 $268K NEW $82.67 +5.7%
635 CALL ARRAY DIGITAL INFRASTRUCTURE 5,800.0 $268K NEW $46.14
636 CALL VERSANT MEDIA GROUP INC 7,200.0 $267K NEW $37.02
637 PUT TRICO BANCSHARES 5,600.0 $266K NEW $47.54
638 DBB INVESCO DB MULTI-SECTOR COMM Financial Services 11,242.0 $264K NEW $23.50 +9.5%
639 CALL TIDAL TRUST II 17,400.0 $264K NEW $15.16
640 NEBIUS GROUP N.V. 2,537.0 $263K NEW $103.76
Page 32 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%