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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 31 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
601 PUT LIMBACH HLDGS INC 4,000.0 $312K NEW $78.05
602 SM SM ENERGY COMPANY Energy 9,968.0 $311K NEW $31.18 -1.8%
603 PUT KALVISTA PHARMACEUTICALS INC 15,400.0 $310K NEW $20.13
604 CALL INVESCO CURRENCYSHARES SWISS 2,800.0 $309K NEW $110.41
605 NAK NORTHERN DYNASTY MINERALS LT Basic Materials 218,160.0 $305K NEW $1.40 +55.0%
606 SYY SYSCO CORP Consumer Defensive 4,267.0 $304K NEW $71.33 +5.5%
607 TTEK TETRA TECH INC NEW Industrials 10,061.0 $303K NEW $30.12 -7.3%
608 BWMN BOWMAN CONSULTING GROUP LTD Industrials 10,585.0 $301K NEW $28.44 +15.5%
609 PAYS PAYSIGN INC Technology 51,003.0 $301K NEW $5.90 +20.5%
610 LEN LENNAR CORP Consumer Cyclical 3,462.0 $301K NEW $86.84 +4.7%
611 WBI WATERBRIDGE INFRASTRUCTURE L Energy 11,168.0 $299K NEW $26.79 +16.3%
612 CALL EA SERIES TRUST 8,200.0 $299K NEW $36.45
613 RXRX RECURSION PHARMACEUTICALS IN Healthcare 97,118.0 $298K NEW $3.07 +3.3%
614 CALL TRANSPORTADORA DE GAS DEL SU 8,500.0 $294K NEW $34.61
615 CTGO CONTANGO SILVER & GOLD INC Basic Materials 15,575.0 $292K NEW $18.75 +6.0%
616 PUT PANGAEA LOGISTICS SOLUTION L 41,100.0 $291K NEW $7.08
617 PUT NORTHERN DYNASTY MINERALS LT 207,000.0 $290K NEW $1.40
618 BOX BOX INC Technology 12,217.0 $289K NEW $23.64 +4.4%
619 AM ANTERO MIDSTREAM CORP Energy 12,653.0 $288K NEW $22.80 -6.5%
620 GPC GENUINE PARTS CO Consumer Cyclical 2,720.0 $288K NEW $105.75 -7.0%
Page 31 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%