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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 30 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
581 SDCI USCF ETF TR 12,254.0 $334K NEW $27.24 +2.5%
582 PUT AFFILIATED MANAGERS GROUP 1,200.0 $332K NEW $276.70
583 CALL BETTER HOME & FINANCE HOLDIN 9,300.0 $331K NEW $35.62
584 ECL ECOLAB INC Basic Materials 1,244.0 $331K NEW $266.02 -1.3%
585 PUT BIOCRYST PHARMACEUTICALS INC 34,700.0 $330K NEW $9.52
586 GNK GENCO SHIPPING & TRADING LTD Industrials 14,633.0 $330K NEW $22.55 +3.4%
587 VITL VITAL FARMS INC Consumer Defensive 23,198.0 $328K NEW $14.12 -27.8%
588 NMM NAVIOS MARITIME PARTNERS LP Industrials 4,845.0 $327K NEW $67.48 +5.5%
589 PUT NEWMARK GROUP INC 21,800.0 $327K NEW $14.99
590 SPUU DIREXION SHARES ETF TRUST 1,974.0 $326K NEW $165.35 +31.9%
591 PUT WEST PHARMACEUTICAL SVSC INC 1,300.0 $326K NEW $250.64
592 GIL GILDAN ACTIVEWEAR INC Consumer Cyclical 5,850.0 $326K NEW $55.65 +9.1%
593 CALL ULTRAGENYX PHARMACEUTICAL IN 15,500.0 $325K NEW $20.95
594 INDV INDIVIOR PHARMACEUTICALS INC Healthcare 10,533.0 $321K NEW $30.48 +21.8%
595 ZSL PROSHARES TR II Financial Services 14,257.0 $321K NEW $22.51 -8.0%
596 WCN WASTE CONNECTIONS INC Industrials 1,971.0 $320K NEW $162.44 -5.4%
597 PGC PEAPACK-GLADSTONE FINL CORP Financial Services 9,050.0 $319K NEW $35.21 +22.7%
598 DXCM DEXCOM INC Healthcare 5,052.0 $317K NEW $62.80 +11.9%
599 LITX INVESTMENT MANAGERS SER TR I 10,760.0 $315K NEW $29.26 +42.9%
600 PUT 4D MOLECULAR THERAPEUTICS IN 33,800.0 $315K NEW $9.31
Page 30 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%