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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $177.4B AUM Filed Feb 11, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 8343 New
Page 291 of 418  ·  8,343 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
5801 SMRT SMARTRENT INC Technology 21,226.0 $43K NEW $2.02 -38.6%
5802 PUT SPERO THERAPEUTICS INC 18,400.0 $43K NEW $2.33
5803 WORLD FDS TR 2,968.0 $43K NEW $14.43
5804 PUT OLYMPIC STEEL INC 1,000.0 $43K NEW $42.78
5805 RING ISHARES INC 581.0 $43K NEW $73.64 +2.5%
5806 CALL AVIAT NETWORKS INC 2,000.0 $43K NEW $21.38
5807 CALL ABACUS GLOBAL MGMT INC 5,000.0 $43K NEW $8.55
5808 CLH CLEAN HARBORS INC Industrials 182.0 $43K NEW $234.48 +19.8%
5809 QTOP ISHARES TR 1,334.0 $43K NEW $31.96 +22.3%
5810 ASTRIA THERAPEUTICS INC 3,257.0 $43K NEW $13.09
5811 TSYY GRANITESHARES ETF TR 7,680.0 $43K NEW $5.55 -46.1%
5812 CALL PERMA-PIPE INTL HLDGS INC 1,400.0 $43K NEW $30.36
5813 SSYS STRATASYS LTD Technology 4,895.0 $42K NEW $8.68 +23.2%
5814 PUT DELUXE CORP 1,900.0 $42K NEW $22.33
5815 PUT CTO RLTY GROWTH INC NEW 2,300.0 $42K NEW $18.41
5816 CALL ORIGIN MATERIALS INC 200,000.0 $42K NEW $0.21
5817 CALL ALTI GLOBAL INC 9,100.0 $42K NEW $4.64
5818 PUT UNIVERSAL CORP VA 800.0 $42K NEW $52.75
5819 PUT SIMPLY GOOD FOODS CO 2,100.0 $42K NEW $20.08
5820 AMZA ETFIS SER TR I 1,066.0 $42K NEW $39.51 +16.0%
Page 291 of 418  ·  8,343 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.8%
Consumer Cyclical 12.2%
Financial Services 11.7%
Healthcare 10.9%
Industrials 9.8%
Communication Services 8.1%
Basic Materials 4.6%
Energy 3.2%
Utilities 2.8%
Consumer Defensive 2.0%