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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 29 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
561 ECVT ECOVYST INC Basic Materials 28,461.0 $366K NEW $12.86 +8.6%
562 PUT INVESTMENT MANAGERS SER TR I 17,500.0 $364K NEW $20.80
563 CALL GREAT LAKES DREDGE & DOCK CO 21,400.0 $364K NEW $17.00
564 DKL DELEK LOGISTICS PARTNERS LP Energy 7,243.0 $360K NEW $49.76 +0.6%
565 CORN TEUCRIUM COMMODITY TR Financial Services 19,525.0 $359K NEW $18.40 -2.2%
566 PUT CLOVER HEALTH INVESTMENTS CO 203,600.0 $358K NEW $1.76
567 CALL LANDS END INC NEW 31,700.0 $356K NEW $11.24
568 CALL MACOM TECH SOLUTIONS HLDGS I 1,600.0 $355K NEW $222.07
569 PUT PINNACLE WEST CAP CORP 3,500.0 $353K NEW $100.75
570 CALL AMERICAS GOLD AND SILVER COR 67,400.0 $352K NEW $5.22
571 BORR DRILLING LTD 60,352.0 $348K NEW $5.77
572 PUT GRANITE CONSTR INC 2,900.0 $348K NEW $119.88
573 PUT CRACKER BARREL OLD CTRY STOR 12,300.0 $346K NEW $28.11
574 GUSH DIREXION SHARES ETF TRUST 7,781.0 $344K NEW $44.22 -21.6%
575 TEVA TEVA PHARMACEUTICAL INDS LTD Healthcare 11,315.0 $341K NEW $30.12 +14.7%
576 VANGUARD CALIF TAX FREE FDS 3,431.0 $340K NEW $99.08
577 DLO DLOCAL LTD Technology 25,973.0 $337K NEW $12.97 -11.3%
578 PUT XPERI INC 60,000.0 $336K NEW $5.60
579 PUT SUPERNUS PHARMACEUTICALS 6,500.0 $336K NEW $51.69
580 PESI PERMA-FIX ENVIRONMENTAL SVCS Industrials 31,318.0 $335K NEW $10.69 -9.5%
Page 29 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%