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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 28 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
541 PUT CRINETICS PHARMACEUTICALS IN 10,900.0 $396K NEW $36.32
542 MOO VANECK ETF TRUST 4,683.0 $396K NEW $84.50 -4.8%
543 CALL CRACKER BARREL OLD CTRY STOR 14,000.0 $394K NEW $28.11
544 PUT MACERICH CO 20,700.0 $391K NEW $18.90
545 CALL WEALTHFRONT CORP 42,200.0 $390K NEW $9.25
546 MAA MID-AMER APT CMNTYS INC Real Estate 3,178.0 $388K NEW $122.12 +6.9%
547 PUT CARNIVAL PLC 15,000.0 $387K NEW $25.77
548 KINIKSA PHARMACEUTICALS INTL 8,002.0 $385K NEW $48.15
549 PUT IRONWOOD PHARMACEUTICALS INC 109,600.0 $385K NEW $3.51
550 PUT ONEWATER MARINE INC 40,500.0 $383K NEW $9.45
551 DEFI DEVELOPMENT CORP 116,102.0 $382K NEW $3.29
552 CALL CATALYST PHARMACEUTICALS INC 15,400.0 $381K NEW $24.76
553 POOL POOL CORP Industrials 1,875.0 $379K NEW $202.33 -8.9%
554 QS QUANTUMSCAPE CORP Consumer Cyclical 59,228.0 $378K NEW $6.38 +42.8%
555 ABR ARBOR REALTY TRUST INC Real Estate 48,923.0 $377K NEW $7.71 -28.7%
556 CALL YORK SPACE SYSTEMS INC 17,000.0 $377K NEW $22.17
557 PUT REGAL REXNORD CORPORATION 2,000.0 $375K NEW $187.26
558 IFF INTERNATIONAL FLAVORS&FRAGRA Basic Materials 5,154.0 $374K NEW $72.55 +6.1%
559 PUT VERSANT MEDIA GROUP INC 10,000.0 $370K NEW $37.02
560 AUGO AURA MINERALS INC Basic Materials 4,519.0 $369K NEW $81.60 -8.4%
Page 28 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%