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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 27 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
521 PUT BROADRIDGE FINL SOLUTIONS IN 2,600.0 $422K NEW $162.48
522 KBWB INVESCO EXCH TRADED FD TR II 5,334.0 $422K NEW $79.12 +9.4%
523 FIS FIDELITY NATL INFORMATION SV Technology 8,927.0 $419K NEW $46.91 -10.4%
524 PCT PURECYCLE TECHNOLOGIES INC Industrials 80,644.0 $419K NEW $5.19 +143.9%
525 CALL ZEBRA TECHNOLOGIES CORPORATI 2,000.0 $418K NEW $209.08
526 CALL COMPANHIA DE SANEAMENTO BASI 13,700.0 $418K NEW $30.51
527 SIG SIGNET JEWELERS LIMITED Consumer Cyclical 4,894.0 $414K NEW $84.64 -1.8%
528 KMT KENNAMETAL INC Industrials 11,392.0 $412K NEW $36.13 -3.8%
529 CALL EVERTEC INC 14,500.0 $409K NEW $28.22
530 PUT INDIVIOR PHARMACEUTICALS INC 13,400.0 $408K NEW $30.48
531 CALL APOLLO COML REAL ESTATE FIN 38,600.0 $408K NEW $10.56
532 EPOL ISHARES TR 11,193.0 $408K NEW $36.41 +11.0%
533 CALL BROADRIDGE FINL SOLUTIONS IN 2,500.0 $406K NEW $162.48
534 CALL ESTABLISHMENT LABS HLDGS INC 7,100.0 $403K NEW $56.78
535 PUT AMERICAN SUPERCONDUCTOR CORP 11,900.0 $403K NEW $33.85
536 GRPN GROUPON INC Communication Services 33,780.0 $402K NEW $11.90 +80.3%
537 AMG AFFILIATED MANAGERS GROUP Financial Services 1,451.0 $401K NEW $276.70 +11.3%
538 PUT SEANERGY MARITIME HLDGS CORP 31,000.0 $400K NEW $12.91
539 CBRE CBRE GROUP INC Real Estate 2,937.0 $398K NEW $135.46 -3.9%
540 STM STMICROELECTRONICS N V Technology 11,479.0 $397K NEW $34.55 +96.1%
Page 27 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%