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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $177.4B AUM Filed Feb 11, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 8343 New
Page 266 of 418  ·  8,343 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
5301 DUK DUKE ENERGY CORP NEW Utilities 623.0 $73K NEW $117.21 +3.7%
5302 CALL LUFAX HOLDING LTD 28,500.0 $73K NEW $2.56
5303 CALL FEDERATED HERMES INC 1,400.0 $73K NEW $52.07
5304 CALL INTERNATIONAL SEAWAYS INC 1,500.0 $73K NEW $48.55
5305 CALL RELX PLC 1,800.0 $73K NEW $40.42
5306 PUT ZENAS BIOPHARMA INC 2,000.0 $73K NEW $36.31
5307 CALL ADTALEM GLOBAL ED INC 700.0 $72K NEW $103.47
5308 PUT ADVANCED DRAIN SYS INC DEL 500.0 $72K NEW $144.83
5309 JELD JELD-WEN HLDG INC Industrials 29,414.0 $72K NEW $2.46 -18.5%
5310 KRYS KRYSTAL BIOTECH INC Healthcare 293.0 $72K NEW $246.54 +22.6%
5311 IJH ISHARES TR 1,093.0 $72K NEW $66.00 +12.3%
5312 PUT NATIONAL FUEL GAS CO 900.0 $72K NEW $80.06
5313 CALL DT MIDSTREAM INC 600.0 $72K NEW $119.68
5314 RBC RBC BEARINGS INC Industrials 160.0 $72K NEW $448.43 +24.3%
5315 ZBIO ZENAS BIOPHARMA INC Healthcare 1,974.0 $72K NEW $36.31 -51.5%
5316 PUT NOUVEAU MONDE GRAPHITE INC 28,900.0 $72K NEW $2.48
5317 CALL INVESCO DB COMMDY INDX TRCK 3,200.0 $72K NEW $22.36
5318 CALL METHANEX CORP 1,800.0 $71K NEW $39.72
5319 PCVX VAXCYTE INC Healthcare 1,549.0 $71K NEW $46.14 +7.5%
5320 CALL KANZHUN LIMITED 3,500.0 $71K NEW $20.38
Page 266 of 418  ·  8,343 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.8%
Consumer Cyclical 12.2%
Financial Services 11.7%
Healthcare 10.9%
Industrials 9.8%
Communication Services 8.1%
Basic Materials 4.6%
Energy 3.2%
Utilities 2.8%
Consumer Defensive 2.0%