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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 26 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
501 FRDM EA SERIES TRUST 8,203.0 $448K NEW $54.65 +32.2%
502 PUT DYNAMIX CORP 42,800.0 $448K NEW $10.47
503 PUT INVESCO CURRENCYSHARES 7,700.0 $446K NEW $57.88
504 PRIM PRIMORIS SVCS CORP Industrials 3,113.0 $445K NEW $143.04 -8.7%
505 NOV NOV INC Energy 23,557.0 $443K NEW $18.81 +7.5%
506 IYW ISHARES TR 2,438.0 $442K NEW $181.42 +35.8%
507 PUT ADURO CLEAN TECHNOLOGIES INC 42,100.0 $442K NEW $10.49
508 PUT RECURSION PHARMACEUTICALS IN 143,300.0 $440K NEW $3.07
509 BTSG BRIGHTSPRING HEALTH SVCS INC Healthcare 10,313.0 $439K NEW $42.61 +42.1%
510 CALL ATOSSA THERAPEUTICS INC 83,100.0 $437K NEW $5.26
511 PUT SOCIEDAD QUIMICA Y MINERA DE 5,400.0 $437K NEW $80.94
512 ITW ILLINOIS TOOL WKS INC Industrials 1,679.0 $437K NEW $260.29 -3.8%
513 CALL SFL CORPORATION LTD 40,500.0 $437K NEW $10.79
514 PUT WW GRAINGER INC 400.0 $436K NEW $1090.81
515 PUT CDW CORP 3,600.0 $436K NEW $121.02
516 JEPI J P MORGAN EXCHANGE TRADED F 7,652.0 $434K NEW $56.68 -0.7%
517 FND FLOOR & DECOR HLDGS INC Consumer Cyclical 8,510.0 $432K NEW $50.80 -2.2%
518 CALL UNIFIRST CORP MASS 1,700.0 $428K NEW $251.59
519 TFSL TFS FINL CORP Financial Services 30,423.0 $427K NEW $14.05 +13.1%
520 PUT GULFPORT ENERGY CORP 2,000.0 $423K NEW $211.57
Page 26 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%