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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $177.4B AUM Filed Feb 11, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 8343 New
Page 252 of 418  ·  8,343 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
5021 PUT INDIE SEMICONDUCTOR INC 27,800.0 $98K NEW $3.53
5022 PUT AMERIPRISE FINL INC 200.0 $98K NEW $490.34
5023 CALL UNIVERSAL INS HLDGS INC 2,900.0 $98K NEW $33.80
5024 AVL DIREXION SHS ETF TR 2,222.0 $98K NEW $44.09 +49.3%
5025 PUT TUYA INC 46,400.0 $98K NEW $2.11
5026 TALPHERA INC 85,799.0 $98K NEW $1.14
5027 OCGN OCUGEN INC Healthcare 72,385.0 $98K NEW $1.35 +2.2%
5028 CALL LEXICON PHARMACEUTICALS INC 84,900.0 $98K NEW $1.15
5029 PUT PILGRIMS PRIDE CORP 2,500.0 $97K NEW $38.99
5030 XPOF XPONENTIAL FITNESS INC Consumer Cyclical 11,822.0 $97K NEW $8.23 -33.3%
5031 CALL KILROY RLTY CORP 2,600.0 $97K NEW $37.37
5032 PUT LITHIUM ARGENTINA AG 17,400.0 $97K NEW $5.58
5033 DMAC DIAMEDICA THERAPEUTICS INC Healthcare 12,132.0 $97K NEW $7.96 -24.7%
5034 CALL ELLINGTON FINANCIAL INC 7,100.0 $96K NEW $13.58
5035 RAPT THERAPEUTICS INC 2,846.0 $96K NEW $33.87
5036 CALL MESABI TR 2,500.0 $96K NEW $38.52
5037 PUT CLEARWAY ENERGY INC 2,900.0 $96K NEW $33.20
5038 CALL GRAFTECH INTL LTD 6,200.0 $96K NEW $15.51
5039 CALL PYXIS ONCOLOGY INC 83,400.0 $96K NEW $1.15
5040 PUT TENNANT CO 1,300.0 $96K NEW $73.70
Page 252 of 418  ·  8,343 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.8%
Consumer Cyclical 12.2%
Financial Services 11.7%
Healthcare 10.9%
Industrials 9.8%
Communication Services 8.1%
Basic Materials 4.6%
Energy 3.2%
Utilities 2.8%
Consumer Defensive 2.0%