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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 25 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
481 OIH VANECK ETF TRUST 1,206.0 $487K NEW $404.21 +5.0%
482 MTN VAIL RESORTS INC Consumer Cyclical 3,775.0 $484K NEW $128.32 +1.6%
483 CRH PLC 4,601.0 $484K NEW $105.12
484 PUT GRAYSCALE BITCOIN MINI TR ET 15,900.0 $477K NEW $29.99
485 UUP INVESCO DB US DLR INDEX TR Financial Services 17,077.0 $474K NEW $27.78 -0.2%
486 IREZ INVESTMENT MANAGERS SER TR I 15,706.0 $473K NEW $30.09 -80.2%
487 HLX HELIX ENERGY SOLUTIONS GRP I Energy 47,686.0 $472K NEW $9.89 -2.9%
488 ITRI ITRON INC Technology 5,259.0 $471K NEW $89.63 -5.4%
489 FICO FAIR ISAAC CORP Technology 439.0 $469K NEW $1067.54 +20.6%
490 EWM ISHARES INC 16,475.0 $468K NEW $28.41 +2.2%
491 ALKS ALKERMES PLC Healthcare 13,138.0 $465K NEW $35.36 +6.0%
492 CALL FORWARD INDUSTRIES INC 104,800.0 $464K NEW $4.43
493 NGL NGL ENERGY PARTNERS LP Energy 37,418.0 $461K NEW $12.33 +40.7%
494 UMC UNITED MICROELECTRONICS CORP Technology 51,364.0 $461K NEW $8.98 +143.2%
495 VOOV VANGUARD ADMIRAL FDS INC 2,261.0 $461K NEW $203.79 +8.3%
496 PUT CATALYST PHARMACEUTICALS INC 18,600.0 $461K NEW $24.76
497 ING ING GROEP N.V. Financial Services 17,607.0 $459K NEW $26.05 +20.0%
498 GEO GEO GROUP INC Industrials 27,236.0 $458K NEW $16.81 +34.1%
499 CNM CORE & MAIN INC Industrials 9,116.0 $450K NEW $49.40 +0.9%
500 VICI VICI PPTYS INC Real Estate 16,443.0 $449K NEW $27.32 +5.8%
Page 25 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%