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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $177.4B AUM Filed Feb 11, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 8343 New
Page 240 of 418  ·  8,343 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4781 BAI BLACKROCK ETF TRUST 3,657.0 $122K NEW $33.30 +49.7%
4782 COPJ SPROTT FDS TR 3,092.0 $121K NEW $39.29 +13.5%
4783 NEWSMAX INC 15,698.0 $121K NEW $7.73
4784 GOVT ISHARES TR 5,268.0 $121K NEW $23.02 -1.1%
4785 CALL WPP PLC NEW 5,400.0 $121K NEW $22.46
4786 CALL EMBECTA CORP 10,200.0 $121K NEW $11.88
4787 CALL CLEAN ENERGY FUELS CORP 57,700.0 $121K NEW $2.10
4788 PUT HALOZYME THERAPEUTICS INC 1,800.0 $121K NEW $67.30
4789 TRGP TARGA RES CORP Energy 656.0 $121K NEW $184.50 +38.2%
4790 PUT FEDERAL RLTY INVT TR NEW 1,200.0 $121K NEW $100.80
4791 PUT WOODWARD INC 400.0 $121K NEW $302.32
4792 PUT TANDEM DIABETES CARE INC 5,500.0 $121K NEW $21.98
4793 TAC TRANSALTA CORP Utilities 9,547.0 $121K NEW $12.64 +12.5%
4794 CVCO CAVCO INDS INC DEL Consumer Cyclical 204.0 $121K NEW $590.74 -9.2%
4795 CALL SMITH A O CORP 1,800.0 $120K NEW $66.88
4796 CALL PLYMOUTH INDL REIT INC 5,500.0 $120K NEW $21.88
4797 PUT CATO CORP NEW 38,900.0 $120K NEW $3.09
4798 PUT ATKORE INC 1,900.0 $120K NEW $63.25
4799 REPL REPLIMUNE GROUP INC Healthcare 12,357.0 $120K NEW $9.72 -10.6%
4800 HILLENBRAND INC 3,776.0 $120K NEW $31.72
Page 240 of 418  ·  8,343 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.8%
Consumer Cyclical 12.2%
Financial Services 11.7%
Healthcare 10.9%
Industrials 9.8%
Communication Services 8.1%
Basic Materials 4.6%
Energy 3.2%
Utilities 2.8%
Consumer Defensive 2.0%