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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 22 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
421 CAVA CAVA GROUP INC Consumer Cyclical 7,488.0 $606K NEW $80.90 -0.7%
422 RIOT RIOT PLATFORMS INC Financial Services 48,934.0 $605K NEW $12.36 +111.0%
423 TALO TALOS ENERGY INC Energy 38,248.0 $603K NEW $15.76 -6.1%
424 ASIX ADVANSIX INC Basic Materials 24,672.0 $602K NEW $24.40 -7.6%
425 SPB SPECTRUM BRANDS HOLDINGS INC Consumer Defensive 8,011.0 $590K NEW $73.70 +6.8%
426 CALL VSE CORP 3,200.0 $590K NEW $184.40
427 CALL APPLIED INDL TECHNOLOGIES IN 2,200.0 $584K NEW $265.32
428 TDW TIDEWATER INC NEW Energy 6,982.0 $583K NEW $83.55 -5.8%
429 RYANAIR HOLDINGS PLC 9,942.0 $575K NEW $57.80
430 PENN PENN ENTERTAINMENT INC Consumer Cyclical 38,124.0 $573K NEW $15.03 +13.5%
431 EDU NEW ORIENTAL ED & TECHNOLOGY Consumer Defensive 10,072.0 $570K NEW $56.63 -17.4%
432 CHKP CHECK POINT SOFTWARE TECH LT Technology 3,991.0 $570K NEW $142.85 -8.2%
433 CALL AVNET INC 9,200.0 $567K NEW $61.62
434 PUT ALLIANCE RESOURCE PARTNERS L 20,500.0 $567K NEW $27.65
435 EAT BRINKER INTL INC Consumer Cyclical 3,957.0 $565K NEW $142.77 -2.2%
436 WWD WOODWARD INC Industrials 1,573.0 $563K NEW $357.92 -1.8%
437 AVDV AMERICAN CENTY ETF TR 5,595.0 $559K NEW $99.86 +10.6%
438 SJM SMUCKER J M CO Consumer Defensive 5,773.0 $557K NEW $96.44 +6.1%
439 ETHU VOLATILITY SHS TR 24,867.0 $556K NEW $22.35 -6.8%
440 ENTERGY CORP NEW 4,945.0 $556K NEW $112.36
Page 22 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%