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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $177.4B AUM Filed Feb 11, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 8343 New
Page 216 of 418  ·  8,343 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4301 PUT SPROTT INC 1,900.0 $186K NEW $97.92
4302 PUT PROSPECT CAP CORP 71,800.0 $186K NEW $2.59
4303 PUT CHAMPION HOMES INC 2,200.0 $186K NEW $84.50
4304 CALL IHS HOLDING LIMITED 24,900.0 $186K NEW $7.46
4305 PUT SSGA ACTIVE ETF TR 4,500.0 $186K NEW $41.27
4306 PUT CAE INC 6,100.0 $186K NEW $30.42
4307 BROWN FORMAN CORP 7,115.0 $185K NEW $26.06
4308 PUT WARRIOR MET COAL INC 2,100.0 $185K NEW $88.17
4309 PUT VITESSE ENERGY INC 9,600.0 $185K NEW $19.26
4310 PUT AXCELIS TECHNOLOGIES INC 2,300.0 $185K NEW $80.34
4311 DOV DOVER CORP Industrials 945.0 $185K NEW $195.24 +8.3%
4312 CALL SUN CTRY AIRLS HLDGS INC 12,800.0 $184K NEW $14.39
4313 CALL RIGEL PHARMACEUTICALS INC 4,300.0 $184K NEW $42.83
4314 PUT COCA COLA CONS INC 1,200.0 $184K NEW $153.30
4315 CALL INVESTMENT MANAGERS SER TR 6,000.0 $184K NEW $30.66
4316 FR FIRST INDL RLTY TR INC Real Estate 3,211.0 $184K NEW $57.27 +8.0%
4317 PUT LOMA NEGRA C I A S A MTN 14,200.0 $184K NEW $12.95
4318 CALL AXOGEN INC 5,600.0 $183K NEW $32.73
4319 CALL AVITA MEDICAL INC 53,100.0 $183K NEW $3.45
4320 PUT PROPETRO HLDG CORP 19,200.0 $183K NEW $9.51
Page 216 of 418  ·  8,343 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.8%
Consumer Cyclical 12.2%
Financial Services 11.7%
Healthcare 10.9%
Industrials 9.8%
Communication Services 8.1%
Basic Materials 4.6%
Energy 3.2%
Utilities 2.8%
Consumer Defensive 2.0%