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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 21 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
401 PUT SKYWARD SPECIALTY INS GROUP 14,700.0 $642K NEW $43.68
402 ASST STRIVE INC Communication Services 63,975.0 $641K NEW $10.02 +72.6%
403 PUT WILLIS TOWERS WATSON PLC LTD 2,200.0 $640K NEW $290.70
404 CALL MARRIOTT VACATIONS WORLDWIDE 9,800.0 $638K NEW $65.12
405 PUT VIRIDIAN THERAPEUTICS INC 32,600.0 $638K NEW $19.56
406 BX BLACKSTONE INC Financial Services 5,533.0 $636K NEW $114.99 +2.9%
407 NTNX NUTANIX INC Technology 16,667.0 $634K NEW $38.01 +19.4%
408 DUST DIREXION SHARES ETF TRUST 12,411.0 $633K NEW $50.98 +3.1%
409 CALL BLUE OWL CAPITAL CORPORATION 57,100.0 $632K NEW $11.06
410 HEI HEICO CORP NEW Industrials 2,293.0 $629K NEW $274.20 +14.0%
411 DSGR DISTRIBUTION SOLUTIONS GRP I Industrials 23,878.0 $627K NEW $26.24 +5.5%
412 VNO VORNADO RLTY TR Real Estate 24,089.0 $626K NEW $25.99 +27.2%
413 CALL SILICON LABORATORIES INC 3,000.0 $624K NEW $208.15
414 HST HOST HOTELS & RESORTS INC Real Estate 32,560.0 $624K NEW $19.16 +21.5%
415 ZBH ZIMMER BIOMET HOLDINGS INC Healthcare 6,887.0 $623K NEW $90.42 -6.3%
416 RDY DR REDDYS LABS LTD Healthcare 44,776.0 $620K NEW $13.85 -1.0%
417 CALL KAYNE ANDERSON ENERGY INFRST 43,100.0 $615K NEW $14.28
418 PRLB PROTO LABS INC Industrials 10,779.0 $615K NEW $57.02 +30.7%
419 CALL HAMILTON INSURANCE GROUP LTD 20,400.0 $609K NEW $29.83
420 PUT INVESCO EXCH TRADED FD TR II 16,800.0 $607K NEW $36.14
Page 21 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%