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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 20 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
381 COP CONOCOPHILLIPS Energy 5,315.0 $702K NEW $132.00 -11.7%
382 PUT AMERICAN COASTAL INS CORP 61,900.0 $696K NEW $11.25
383 AXS AXIS CAP HLDGS LTD Financial Services 6,862.0 $696K NEW $101.41 -2.4%
384 MGA MAGNA INTL INC Consumer Cyclical 12,454.0 $695K NEW $55.81 +16.8%
385 HROW HARROW INC Healthcare 19,608.0 $691K NEW $35.26 -3.1%
386 PUT FIDELITY NATL INFORMATION SV 14,700.0 $690K NEW $46.91
387 ABSI ABSCI CORPORATION Healthcare 227,044.0 $681K NEW $3.00 +76.0%
388 CALL ARRIVENT BIOPHARMA INC 29,500.0 $681K NEW $23.07
389 CALL HA SUSTAINABLE INFRA CAP INC 18,500.0 $680K NEW $36.75
390 KLAC KLA CORP Technology 459.0 $676K NEW $1472.41 +36.6%
391 INVH INVITATION HOMES INC Real Estate 26,711.0 $664K NEW $24.85 +18.3%
392 PUT WATERBRIDGE INFRASTRUCTURE L 24,600.0 $659K NEW $26.79
393 CALL DISTRIBUTION SOLUTIONS GRP I 25,100.0 $659K NEW $26.24
394 PUT SIMPLIFY EXCHANGE TRADED FUN 48,300.0 $656K NEW $13.58
395 ISSC INNOVATIVE SOLUTIONS & SUPPO Industrials 31,723.0 $651K NEW $20.53 -18.9%
396 PUT SELLAS LIFE SCIENCES GROUP I 153,400.0 $649K NEW $4.23
397 UTI UNIVERSAL TECHNICAL INST INC Consumer Defensive 17,937.0 $648K NEW $36.10 +10.7%
398 CALL SIX FLAGS ENTERTAINMENT CORP 36,400.0 $646K NEW $17.75
399 CSIQ CANADIAN SOLAR INC Energy 46,543.0 $645K NEW $13.85 +36.7%
400 BROOKFIELD ASSET MANAGMT LTD 14,463.0 $643K NEW $44.45
Page 20 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%