Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542

13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds

Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited

Page 2 of 111 · 2,204 positions

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#	Ticker	Company	Sector	Shares	Value ↓	% Port	Chg Shares	Chg %	Period Price ①	Since Period ①
21	— CALL	TEVA PHARMACEUTICAL INDS LTD	—	643,000.0	$19.4M	0.01%	NEW	—	$30.12	—
22	— CALL	INVESCO EXCHANGE TRADED FD T	—	106,500.0	$19.2M	0.01%	NEW	—	$180.73	—
23	— PUT	PETROLEO BRASILEIRO S A	—	925,900.0	$19.1M	0.01%	NEW	—	$20.62	—
24	PEP	PEPSICO INC	Consumer Defensive	121,557.0	$18.9M	0.01%	NEW	—	$155.29	-3.0%
25	— PUT	STRIVE INC	—	1,806,300.0	$18.1M	0.01%	NEW	—	$10.03	—
26	— CALL	LIVE NATION ENTERTAINMENT IN	—	115,500.0	$17.6M	0.01%	NEW	—	$152.51	—
27	— PUT	UNITED THERAPEUTICS CORP DEL	—	29,000.0	$17.2M	0.01%	NEW	—	$592.98	—
28	— CALL	FIDELITY WISE ORIGIN BITCOIN	—	290,700.0	$17.2M	0.01%	NEW	—	$59.03	—
29	— CALL	NORWEGIAN CRUISE LINE HLDGS	—	899,300.0	$16.8M	0.01%	NEW	—	$18.70	—
30	— CALL	TEXAS PACIFIC LAND CORPORATI	—	33,600.0	$15.9M	0.01%	NEW	—	$474.56	—
31	— PUT	CREDO TECHNOLOGY GROUP HOLDI	—	167,900.0	$15.8M	0.01%	NEW	—	$93.87	—
32	— PUT	INVESCO EXCHANGE TRADED FD T	—	85,100.0	$15.7M	0.01%	NEW	—	$183.93	—
33	— CALL	SPROTT FDS TR	—	261,300.0	$15.3M	0.01%	NEW	—	$58.71	—
34	— PUT	INVESCO EXCH TRADED FD TR II	—	582,400.0	$15.3M	0.01%	NEW	—	$26.32	—
35	— CALL	MADRIGAL PHARMACEUTICALS INC	—	29,200.0	$15.3M	0.01%	NEW	—	$523.47	—
36	— CALL	HEWLETT PACKARD ENTERPRISE C	—	625,400.0	$14.9M	0.01%	NEW	—	$23.81	—
37	— CALL	ELEVANCE HEALTH INC FORMERLY	—	50,300.0	$14.7M	0.01%	NEW	—	$292.75	—
38	— PUT	LIVE NATION ENTERTAINMENT IN	—	94,400.0	$14.4M	0.01%	NEW	—	$152.51	—
39	— CALL	AMCOR PLC	—	356,700.0	$14.2M	0.01%	NEW	—	$39.75	—
40	— PUT	NORWEGIAN CRUISE LINE HLDGS	—	733,000.0	$13.7M	0.01%	NEW	—	$18.70	—

Page 2 of 111 · 2,204 positions

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① Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation

Technology 33.1%

Financial Services 16.1%

Communication Services 11.7%

Consumer Cyclical 11.2%

Healthcare 10.2%

Energy 4.4%

Industrials 4.3%

Basic Materials 4.1%

Consumer Defensive 2.3%

Real Estate 1.3%