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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $177.4B AUM Filed Feb 11, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 8343 New
Page 192 of 418  ·  8,343 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3821 PUT ETF OPPORTUNITIES TRUST 51,400.0 $297K NEW $5.78
3822 PUT TRANSALTA CORP 23,500.0 $297K NEW $12.64
3823 PUT ALPHATEC HLDGS INC 14,100.0 $297K NEW $21.04
3824 PUT EASTERLY GOVT PPTYS INC 14,000.0 $297K NEW $21.19
3825 CALL CARDIFF ONCOLOGY INC 105,500.0 $296K NEW $2.81
3826 CALL BANCO DE CHILE 7,800.0 $296K NEW $38.00
3827 CALL PETMED EXPRESS INC 92,600.0 $296K NEW $3.20
3828 CALL MNTN INC 24,800.0 $296K NEW $11.94
3829 PUT SLIDE INS HLDGS INC 15,200.0 $296K NEW $19.48
3830 VLYPN VALLEY NATL BANCORP Financial Services 25,326.0 $296K NEW $11.68 +124.3%
3831 CALL DORMAN PRODS INC 2,400.0 $296K NEW $123.19
3832 PUT VAXCYTE INC 6,400.0 $295K NEW $46.14
3833 CALL SYNOVUS FINL CORP 5,900.0 $295K NEW $50.05
3834 CALL HALLADOR ENERGY COMPANY 15,500.0 $295K NEW $19.04
3835 BKV BKV CORP Energy 10,846.0 $294K NEW $27.15 -2.2%
3836 PUT RADIANT LOGISTICS INC 46,500.0 $294K NEW $6.33
3837 PEB PEBBLEBROOK HOTEL TR Real Estate 26,002.0 $294K NEW $11.32 +34.7%
3838 PUT CARIS LIFE SCIENCES INC 10,900.0 $294K NEW $26.98
3839 FAZ DIREXION SHS ETF TR 7,643.0 $294K NEW $38.43 +16.9%
3840 CNR CORE NATURAL RESOURCES INC Energy 3,318.0 $294K NEW $88.51 -0.1%
Page 192 of 418  ·  8,343 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.8%
Consumer Cyclical 12.2%
Financial Services 11.7%
Healthcare 10.9%
Industrials 9.8%
Communication Services 8.1%
Basic Materials 4.6%
Energy 3.2%
Utilities 2.8%
Consumer Defensive 2.0%