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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 19 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
361 APTIV PLC 10,819.0 $751K 0.00% NEW $69.44
362 TME TENCENT MUSIC ENTMT GROUP Communication Services 80,911.0 $751K 0.00% NEW $9.28 -1.0%
363 FBIN FORTUNE BRANDS INNOVATIONS I Industrials 19,161.0 $747K 0.00% NEW $38.97 -1.5%
364 NN NEXTNAV INC Communication Services 46,584.0 $746K 0.00% NEW $16.02 +43.7%
365 CALL SIMPLIFY EXCHANGE TRADED FUN 48,300.0 $745K NEW $15.43
366 HP HELMERICH & PAYNE INC Energy 20,655.0 $744K NEW $36.03 +11.7%
367 CALL J P MORGAN EXCHANGE TRADED F 13,000.0 $741K NEW $56.97
368 NVGS NAVIGATOR HLDGS LTD Energy 38,219.0 $739K NEW $19.33 +20.6%
369 CALL CALLAWAY GOLF CO 52,900.0 $734K NEW $13.88
370 CALL NAVIOS MARITIME PARTNERS LP 10,800.0 $729K NEW $67.48
371 WING WINGSTOP INC Consumer Cyclical 4,682.0 $726K NEW $154.97 -9.4%
372 PUT THERAVANCE BIOPHARMA INC 44,300.0 $719K NEW $16.23
373 CALL BOOZ ALLEN HAMILTON HLDG COR 9,200.0 $718K NEW $78.03
374 AMPY AMPLIFY ENERGY CORP NEW Energy 114,802.0 $716K NEW $6.24 -23.9%
375 PUT CANNAE HLDGS INC 63,000.0 $716K NEW $11.37
376 SFM SPROUTS FMRS MKT INC Consumer Defensive 9,271.0 $715K NEW $77.13 +11.0%
377 CALL UNITED BANKSHARES INC WEST V 17,200.0 $712K NEW $41.42
378 CALL WESTERN MIDSTREAM PARTNERS L 17,200.0 $708K NEW $41.17
379 LOW LOWES COS INC Consumer Cyclical 2,987.0 $706K NEW $236.28 -10.2%
380 ABCL ABCELLERA BIOLOGICS INC Healthcare 201,236.0 $702K NEW $3.49 +51.6%
Page 19 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%