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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 18 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
341 EVLV EVOLV TECHNOLOGIES HLDNGS IN Industrials 142,130.0 $860K 0.00% NEW $6.05 +5.0%
342 PUT TIDAL TRUST II 39,100.0 $855K 0.00% NEW $21.86
343 PUT TSAKOS ENERGY NAVIGATION LTD 21,300.0 $840K 0.00% NEW $39.46
344 CHRD CHORD ENERGY CORPORATION Energy 5,762.0 $819K 0.00% NEW $142.18 -3.0%
345 ORLA ORLA MNG LTD NEW Basic Materials 50,543.0 $815K 0.00% NEW $16.13 -22.0%
346 CRBG COREBRIDGE FINL INC Financial Services 33,790.0 $806K 0.00% NEW $23.86 +14.7%
347 CALL ESPERION THERAPEUTICS INC NE 292,700.0 $802K 0.00% NEW $2.74
348 CART MAPLEBEAR INC Consumer Cyclical 21,303.0 $798K 0.00% NEW $37.46 +8.2%
349 BLSH BULLISH Technology 22,117.0 $790K 0.00% NEW $35.73 -2.9%
350 BBBY BED BATH & BEYOND INC Consumer Cyclical 169,518.0 $787K 0.00% NEW $4.64 +28.9%
351 PUT WESTERN MIDSTREAM PARTNERS L 19,100.0 $786K 0.00% NEW $41.17
352 VSTS VESTIS CORPORATION Industrials 99,930.0 $785K 0.00% NEW $7.86 +49.4%
353 ACHC ACADIA HEALTHCARE COMPANY IN Healthcare 33,460.0 $783K 0.00% NEW $23.39 +0.4%
354 PUT GRAYSCALE ETHEREUM STAKING 39,300.0 $780K 0.00% NEW $19.86
355 CALL NORDIC AMERICAN TANKERS LIMI 132,900.0 $779K 0.00% NEW $5.86
356 DFTX DEFINIUM THERAPEUTICS INC Healthcare 41,156.0 $778K 0.00% NEW $18.90 +21.1%
357 PUT VOLATILITY SHS TR 16,900.0 $766K 0.00% NEW $45.34
358 SII SPROTT INC Financial Services 5,360.0 $766K 0.00% NEW $142.90 -10.4%
359 EZA ISHARES INC 11,244.0 $762K 0.00% NEW $67.80 +3.0%
360 PUT BOOZ ALLEN HAMILTON HLDG COR 9,700.0 $757K 0.00% NEW $78.03
Page 18 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%