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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 17 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
321 CALL AMERICAN COASTAL INS CORP 82,900.0 $933K 0.00% NEW $11.25
322 CALL VIRGIN GALACTIC HOLDINGS INC 383,400.0 $932K 0.00% NEW $2.43
323 CALL RECURSION PHARMACEUTICALS IN 303,200.0 $931K 0.00% NEW $3.07
324 RAAX VANECK ETF TRUST 22,633.0 $921K 0.00% NEW $40.71 +2.3%
325 CALL EXLSERVICE HLDGS INC 30,200.0 $920K 0.00% NEW $30.45
326 CALL NORTHERN DYNASTY MINERALS LT 656,700.0 $919K 0.00% NEW $1.40
327 KORU DIREXION SHARES ETF TRUST 3,230.0 $918K 0.00% NEW $284.12 +257.2%
328 ETHE GRAYSCALE ETHEREUM STAKING E Financial Services 53,616.0 $915K 0.00% NEW $17.07 -1.7%
329 VIAV VIAVI SOLUTIONS INC Technology 27,420.0 $913K 0.00% NEW $33.28 +61.6%
330 CALL INFLEQTION INC 92,600.0 $908K 0.00% NEW $9.81
331 CALL FORTE BIOSCIENCES INC 35,000.0 $906K 0.00% NEW $25.90
332 CME CME GROUP INC Financial Services 3,061.0 $904K 0.00% NEW $295.35 -4.3%
333 TSN TYSON FOODS INC Consumer Defensive 14,015.0 $898K 0.00% NEW $64.07 +1.7%
334 ARWR ARROWHEAD PHARMACEUTICALS IN Healthcare 14,281.0 $895K 0.00% NEW $62.70 +25.5%
335 CALL INVESTMENT MANAGERS SER TR I 28,900.0 $892K 0.00% NEW $30.86
336 CALL FERROVIAL SE 13,600.0 $885K 0.00% NEW $65.05
337 CALL KNIGHT-SWIFT TRANSN HLDGS IN 15,200.0 $875K 0.00% NEW $57.58
338 EXC EXELON CORP Utilities 17,819.0 $873K 0.00% NEW $49.02 -6.1%
339 CALL INTERNATIONAL FLAVORS&FRAGRA 11,900.0 $863K 0.00% NEW $72.55
340 CALL CORBUS PHARMACEUTICALS HLDGS 91,600.0 $860K 0.00% NEW $9.39
Page 17 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%