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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 16 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
301 CALL OLD DOMINION FREIGHT LINE IN 5,300.0 $1.0M 0.00% NEW $195.40
302 PUT AMCOR PLC 25,800.0 $1.0M 0.00% NEW $39.75
303 PUT VANGUARD CALIF TAX FREE FDS 10,300.0 $1.0M 0.00% NEW $99.08
304 STX SEAGATE TECHNOLOGY HLDNGS PL Technology 2,599.0 $1.0M 0.00% NEW $391.76 +115.9%
305 BMO BANK MONTREAL MEDIUM Financial Services 7,488.0 $1.0M 0.00% NEW $135.34 +19.6%
306 SSRM SSR MINING IN Basic Materials 34,209.0 $1.0M 0.00% NEW $29.40 +5.1%
307 WPC WP CAREY INC Real Estate 14,799.0 $1.0M 0.00% NEW $67.96 +9.6%
308 ARKK ARK ETF TR 14,834.0 $1.0M 0.00% NEW $67.59 +14.3%
309 RELY REMITLY GLOBAL INC Technology 63,964.0 $1.0M 0.00% NEW $15.67 +30.1%
310 CALL XOMA ROYALTY CORPORATION 31,900.0 $1.0M 0.00% NEW $31.37
311 CALL AMERICAN SUPERCONDUCTOR CORP 29,300.0 $992K 0.00% NEW $33.85
312 MSGS MADISON SQUARE GRDN SPRT COR Communication Services 3,066.0 $985K 0.00% NEW $321.40 +14.0%
313 CALL PRINCIPAL FINANCIAL GROUP IN 10,900.0 $982K 0.00% NEW $90.11
314 COUR COURSERA INC Consumer Defensive 166,828.0 $971K 0.00% NEW $5.82 -9.1%
315 CALL HIVE DIGITAL TECHNOLOGIES LT 509,500.0 $968K 0.00% NEW $1.90
316 CALL SOHU COM LTD 62,500.0 $966K 0.00% NEW $15.45
317 PUT ACADIA HEALTHCARE COMPANY IN 40,800.0 $954K 0.00% NEW $23.39
318 CALL FIRST CTZNS BANCSHARES INC D 500.0 $942K 0.00% NEW $1884.66
319 BXSL BLACKSTONE SECD LENDING FD Financial Services 39,765.0 $942K 0.00% NEW $23.69 -0.0%
320 PUT MACOM TECH SOLUTIONS HLDGS I 4,200.0 $933K 0.00% NEW $222.07
Page 16 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%