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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 14 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
261 SLS SELLAS LIFE SCIENCES GROUP I Healthcare 295,162.0 $1.2M 0.00% NEW $4.23 +92.0%
262 BNTX BIONTECH SE Healthcare 14,033.0 $1.2M 0.00% NEW $88.88 +3.8%
263 CALL UNITED MICROELECTRONICS CORP 138,000.0 $1.2M 0.00% NEW $8.98
264 GALAXY DIGITAL INC. 67,001.0 $1.2M 0.00% NEW $18.45
265 TRMD TORM PLC Energy 44,157.0 $1.2M 0.00% NEW $27.90 +10.3%
266 CALL NEW ERA ENERGY & DIGITAL INC 302,000.0 $1.2M 0.00% NEW $4.06
267 CALL ARROWHEAD PHARMACEUTICALS IN 19,400.0 $1.2M 0.00% NEW $62.70
268 KNX KNIGHT-SWIFT TRANSN HLDGS IN Industrials 21,104.0 $1.2M 0.00% NEW $57.58 +26.7%
269 RKT ROCKET COS INC Financial Services 82,169.0 $1.2M 0.00% NEW $14.25 -1.5%
270 TIP ISHARES TR 10,586.0 $1.2M 0.00% NEW $110.36 +0.4%
271 SBAC SBA COMMUNICATIONS CORP Real Estate 6,747.0 $1.2M 0.00% NEW $172.11 +17.2%
272 PUT NEW ERA ENERGY & DIGITAL INC 285,900.0 $1.2M 0.00% NEW $4.06
273 CALL SUNBELT RENTALS HOLDINGS INC 17,700.0 $1.2M 0.00% NEW $65.09
274 XRT SPDR SERIES TRUST 14,303.0 $1.2M 0.00% NEW $80.47 +3.1%
275 ARE ALEXANDRIA REAL ESTATE EQ IN Real Estate 24,790.0 $1.2M 0.00% NEW $46.42 +4.4%
276 PUT J P MORGAN EXCHANGE TRADED F 20,300.0 $1.1M 0.00% NEW $56.64
277 PUT INVESTMENT MANAGERS SER TR I 35,400.0 $1.1M 0.00% NEW $32.48
278 FSLY FASTLY INC Technology 39,355.0 $1.1M 0.00% NEW $29.06 -39.4%
279 MULL GRANITESHARES ETF TR 10,747.0 $1.1M 0.00% NEW $106.36 +510.0%
280 PUT PROSHARES TR 24,000.0 $1.1M 0.00% NEW $47.27
Page 14 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%