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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 13 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
241 SGML SIGMA LITHIUM CORPORATION Basic Materials 112,439.0 $1.4M 0.00% NEW $12.34 +20.6%
242 STNG SCORPIO TANKERS INC Energy 18,556.0 $1.4M 0.00% NEW $74.66 +7.4%
243 CALL CLOVER HEALTH INVESTMENTS CO 786,900.0 $1.4M 0.00% NEW $1.76
244 DAWN DAY ONE BIOPHARMACEUTICALS I Healthcare 64,464.0 $1.4M 0.00% NEW $21.44 +0.4%
245 AXP AMERICAN EXPRESS CO Financial Services 4,556.0 $1.4M 0.00% NEW $302.48 +3.1%
246 PUT ACADEMY SPORTS & OUTDOORS IN 24,400.0 $1.4M 0.00% NEW $56.45
247 MMYT MAKEMYTRIP LIMITED MAURITIUS Consumer Cyclical 36,713.0 $1.4M 0.00% NEW $37.29 +14.6%
248 BCPC BALCHEM CORP Basic Materials 8,029.0 $1.4M 0.00% NEW $169.48 -4.6%
249 CSX CSX CORP Industrials 32,947.0 $1.4M 0.00% NEW $41.05 +10.9%
250 OILK PROSHARES TR 24,906.0 $1.3M 0.00% NEW $54.10 +7.2%
251 CALL ALLIANCE RESOURCE PARTNERS L 47,700.0 $1.3M 0.00% NEW $27.65
252 PUT DEFINIUM THERAPEUTICS INC 69,100.0 $1.3M 0.00% NEW $18.90
253 XLI SELECT SECTOR SPDR TR 8,071.0 $1.3M 0.00% NEW $161.73 +6.2%
254 CALL ALEXANDRIA REAL ESTATE EQ IN 28,100.0 $1.3M 0.00% NEW $46.42
255 PUT VANGUARD INTL EQUITY INDEX F 17,000.0 $1.3M 0.00% NEW $76.25
256 MTB M & T BK CORP Financial Services 6,142.0 $1.3M 0.00% NEW $206.72 +3.1%
257 CALL TYLER TECHNOLOGIES INC 3,700.0 $1.3M 0.00% NEW $342.38
258 ARI APOLLO COML REAL ESTATE FIN Real Estate 119,664.0 $1.3M 0.00% NEW $10.56 +3.6%
259 CALL METTLER TOLEDO INTERNATIONAL 1,000.0 $1.3M 0.00% NEW $1261.20
260 SPYM SPDR SERIES TRUST 16,469.0 $1.3M 0.00% NEW $76.54 +14.6%
Page 13 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%