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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 12 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
221 CALL ANNALY CAPITAL MANAGEMENT IN 73,100.0 $1.5M 0.00% NEW $21.15
222 CALL CENTESSA PHARMACEUTICALS PLC 38,700.0 $1.5M 0.00% NEW $39.72
223 AZN ASTRAZENECA PLC Healthcare 7,753.0 $1.5M 0.00% NEW $197.22 -5.2%
224 PUT COGNIZANT TECHNOLOGY SOLUTIO 24,900.0 $1.5M 0.00% NEW $61.35
225 BLUE OWL CAPITAL CORPORATION 136,642.0 $1.5M 0.00% NEW $11.06
226 CALL ATAIBECKLEY INC 426,700.0 $1.5M 0.00% NEW $3.54
227 FLAGSTAR BANK NATIONAL ASSOC 114,582.0 $1.5M 0.00% NEW $13.17
228 PUT GRAYSCALE ETHEREUM STAKING E 87,800.0 $1.5M 0.00% NEW $17.07
229 HSBC HSBC HLDGS PLC Financial Services 17,986.0 $1.5M 0.00% NEW $82.49 +11.6%
230 CALL PIPER SANDLER COMPANIES 19,200.0 $1.5M 0.00% NEW $76.55
231 PUT PROSHARES TR 67,300.0 $1.5M 0.00% NEW $21.82
232 PPG PPG INDS INC Basic Materials 13,615.0 $1.5M 0.00% NEW $106.88 +0.8%
233 OMF ONEMAIN HLDGS INC Financial Services 27,170.0 $1.5M 0.00% NEW $53.49 -0.0%
234 PUT BANCO BILBAO VIZCAYA ARGENTA 66,300.0 $1.4M 0.00% NEW $21.66
235 PUT NAVIOS MARITIME PARTNERS LP 21,100.0 $1.4M 0.00% NEW $67.48
236 ETH GRAYSCALE ETHEREUM STAKING Financial Services 71,549.0 $1.4M 0.00% NEW $19.86 -1.3%
237 PUT RYAN SPECIALTY HOLDINGS INC 42,100.0 $1.4M 0.00% NEW $33.74
238 ORR EA SERIES TRUST 38,892.0 $1.4M 0.00% NEW $36.45 -0.6%
239 PUT KRATOS DEFENSE & SEC SOLUTIO 20,100.0 $1.4M 0.00% NEW $70.51
240 CALL FIDELITY NATL INFORMATION SV 30,100.0 $1.4M 0.00% NEW $46.91
Page 12 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%