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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 11 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
201 CALL NEW ORIENTAL ED & TECHNOLOGY 31,100.0 $1.8M 0.00% NEW $56.63
202 INSM INSMED INC Healthcare 10,715.0 $1.8M 0.00% NEW $163.52 -35.0%
203 CALL TELEFONAKTIEBOLAGET LM ERICS 154,800.0 $1.7M 0.00% NEW $11.27
204 LAD LITHIA MTRS INC Consumer Cyclical 6,970.0 $1.7M 0.00% NEW $249.72 +10.8%
205 CALL MERCURY GENL CORP NEW 19,500.0 $1.7M 0.00% NEW $88.15
206 CWEN CLEARWAY ENERGY INC Utilities 43,489.0 $1.7M 0.00% NEW $39.29 -0.8%
207 PUT FIDELITY WISE ORIGIN BITCOIN 28,700.0 $1.7M 0.00% NEW $59.03
208 CALL SENSATA TECHNOLOGIES HLDG PL 48,100.0 $1.7M 0.00% NEW $35.22
209 CALL FORGENT POWER SOLUTIONS INC 57,600.0 $1.7M 0.00% NEW $29.27
210 PUT VELOCITY FINL INC 92,200.0 $1.7M 0.00% NEW $18.09
211 BYD BOYD GAMING CORP Consumer Cyclical 20,266.0 $1.7M 0.00% NEW $82.18 -3.5%
212 CALL SOMNIGROUP INTERNATIONAL INC 22,100.0 $1.6M 0.00% NEW $73.92
213 CALL BABCOCK & WILCOX ENTERPRISES 110,900.0 $1.6M 0.00% NEW $14.69
214 NUAI NEW ERA ENERGY & DIGITAL INC Energy 390,886.0 $1.6M 0.00% NEW $4.06 +9.1%
215 NYT NEW YORK TIMES CO MTN BE Communication Services 18,884.0 $1.6M 0.00% NEW $83.73 -10.5%
216 NXT NEXTPOWER INC Technology 13,101.0 $1.6M 0.00% NEW $120.55 +8.3%
217 PUT INTERCONTINENTAL EXCHANGE IN 10,000.0 $1.6M 0.00% NEW $157.28
218 CALL ABRDN ETFS 64,200.0 $1.6M 0.00% NEW $24.29
219 PUT CENTESSA PHARMACEUTICALS PLC 39,100.0 $1.6M 0.00% NEW $39.72
220 PCG PG&E CORP Utilities 88,164.0 $1.5M 0.00% NEW $17.57 -6.1%
Page 11 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%