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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 109 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2161 CALL SACHEM CAP CORP 200.0 $202.0 NEW $1.01
2162 CPSS CONSUMER PORTFOLIO SVCS INC Financial Services 24.0 $185.0 NEW $7.71 +24.2%
2163 CALL ZIPRECRUITER INC 100.0 $184.0 NEW $1.84
2164 CALL PDS BIOTECHNOLOGY CORP 300.0 $181.0 NEW $0.60
2165 PUT THE ONE GROUP HOSPITALITY IN 100.0 $178.0 NEW $1.78
2166 CALL OXFORD SQUARE CAP CORP 100.0 $177.0 NEW $1.77
2167 RFL RAFAEL HLDGS INC Real Estate 137.0 $171.0 NEW $1.25 +7.4%
2168 PUT CALCIMEDICA INC 300.0 $162.0 NEW $0.54
2169 TMQ TRILOGY METALS INC NEW Basic Materials 42.0 $150.0 NEW $3.57 +14.0%
2170 SCC PROSHARES TR 8.0 $136.0 NEW $17.00 -16.5%
2171 THEMES ETF TR 42.0 $133.0 NEW $3.17
2172 THEMES ETF TR 121.0 $125.0 NEW $1.03
2173 PUT LUNAI BIOWORKS INC 300.0 $122.0 NEW $0.41
2174 VTEX VTEX Technology 29.0 $116.0 NEW $4.00 -10.5%
2175 NGEN NERVGEN PHARMA CORP Healthcare 27.0 $101.0 NEW $3.74 -44.4%
2176 PUT VOLITIONRX LTD 500.0 $101.0 NEW $0.20
2177 BIGY TIDAL TRUST II 2.0 $97.0 NEW $48.50 +10.0%
2178 FLGR FRANKLIN TEMPLETON ETF TR 3.0 $93.0 NEW $31.00 +9.0%
2179 PUT THE BRAND HOUSE COLLECTIVE I 100.0 $92.0 NEW $0.92
2180 FBP FIRST BANCORP CORPORATION Financial Services 4.0 $85.0 NEW $21.25 +13.5%
Page 109 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%