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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $177.4B AUM Filed Feb 11, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 8343 New
Page 109 of 418  ·  8,343 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2161 CAPR CAPRICOR THERAPEUTICS INC Healthcare 55,707.0 $1.6M 0.00% NEW $28.86 +3.8%
2162 ZROZ PIMCO ETF TR 25,017.0 $1.6M 0.00% NEW $64.25 -2.6%
2163 CALL HIMAX TECHNOLOGIES INC 196,000.0 $1.6M 0.00% NEW $8.19
2164 CALL XPO INC 11,800.0 $1.6M 0.00% NEW $135.91
2165 CALL UL SOLUTIONS INC 20,300.0 $1.6M 0.00% NEW $78.86
2166 PUT HUNTINGTON BANCSHARES INC 92,200.0 $1.6M 0.00% NEW $17.35
2167 UNG UNITED STS NAT GAS FD LP Financial Services 130,271.0 $1.6M 0.00% NEW $12.26 -2.7%
2168 PUT UNUM GROUP 20,600.0 $1.6M 0.00% NEW $77.50
2169 CALL WEIBO CORP 156,100.0 $1.6M 0.00% NEW $10.22
2170 VRTX VERTEX PHARMACEUTICALS INC Healthcare 3,511.0 $1.6M 0.00% NEW $453.36 -1.3%
2171 RBLX ROBLOX CORP Technology 19,633.0 $1.6M 0.00% NEW $81.03 -41.8%
2172 PUT BLOCK H & R INC 36,500.0 $1.6M 0.00% NEW $43.58
2173 CALL EMBRAER S.A. 24,700.0 $1.6M 0.00% NEW $64.37
2174 NLR VANECK ETF TRUST 12,769.0 $1.6M 0.00% NEW $124.20 +7.3%
2175 PUT ASP ISOTOPES INC 296,400.0 $1.6M 0.00% NEW $5.35
2176 PUT PARKER-HANNIFIN CORP 1,800.0 $1.6M 0.00% NEW $878.96
2177 PUT ZIONS BANCORPORATION N A 27,000.0 $1.6M 0.00% NEW $58.54
2178 CMI CUMMINS INC Industrials 3,093.0 $1.6M 0.00% NEW $510.45 +26.7%
2179 CALL PAR PAC HOLDINGS INC 44,900.0 $1.6M 0.00% NEW $35.14
2180 CALL ALPHATEC HLDGS INC 74,900.0 $1.6M 0.00% NEW $21.04
Page 109 of 418  ·  8,343 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.8%
Consumer Cyclical 12.2%
Financial Services 11.7%
Healthcare 10.9%
Industrials 9.8%
Communication Services 8.1%
Basic Materials 4.6%
Energy 3.2%
Utilities 2.8%
Consumer Defensive 2.0%