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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 108 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2141 AROW ARROW FINL CORP Financial Services 9.0 $302.0 NEW $33.56 +9.7%
2142 CALL MAXEON SOLAR TECHNOLOGIES LT 200.0 $302.0 NEW $1.51
2143 TRINITY BIOTECH INVT LTD 555.0 $300.0 NEW $0.54
2144 PUT EXAGEN INC 100.0 $300.0 NEW $3.00
2145 CVY INVESCO EXCHANGE TRADED FD T 11.0 $297.0 NEW $27.00 +7.0%
2146 PUT RED ROBIN GOURMET BURGERS IN 100.0 $293.0 NEW $2.93
2147 CALL URBAN EDGE PPTYS 200.0 $288.0 NEW $1.44
2148 PUT URBAN EDGE PPTYS 200.0 $286.0 NEW $1.43
2149 CXT CRANE NXT CO Industrials 7.0 $284.0 NEW $40.57 +1.3%
2150 SPXE PROSHARES TR 4.0 $277.0 NEW $69.25 +15.9%
2151 STPZ PIMCO ETF TR 5.0 $270.0 NEW $54.00 -0.2%
2152 INTERNATIONAL BANCSHARES COR 4.0 $269.0 NEW $67.25
2153 PUT RAVE RESTAURANT GROUP INC 100.0 $265.0 NEW $2.65
2154 CALL SIMILARWEB LTD 100.0 $261.0 NEW $2.61
2155 GROVE COLLABORATIVE HOLD INC 191.0 $244.0 NEW $1.28
2156 SMDD PROSHARES TR 21.0 $238.0 NEW $11.33 -22.4%
2157 PUT FULL HSE RESORTS INC 100.0 $225.0 NEW $2.25
2158 HF FOODS GROUP INC 120.0 $222.0 NEW $1.85
2159 CON CONCENTRA GROUP HOLDINGS PAR Healthcare 10.0 $214.0 NEW $21.40 +18.3%
2160 CD CHAINCE DIGITAL HOLDINGS INC Technology 54.0 $214.0 NEW $3.96 +86.5%
Page 108 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%