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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 107 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2121 THEMES ETF TR 370.0 $447.0 NEW $1.21
2122 PUT ALPHA PRO TECH LTD 100.0 $444.0 NEW $4.44
2123 AVNT AVIENT CORPORATION Basic Materials 12.0 $435.0 NEW $36.25 -5.4%
2124 CALL LIFEVANTAGE CORP 100.0 $432.0 NEW $4.32
2125 CALL WESTROCK COFFEE CO 100.0 $425.0 NEW $4.25
2126 CALL BEACON FINANCIAL CORP. 300.0 $424.0 NEW $1.41
2127 ADSE ADS TEC ENERGY PLC Industrials 36.0 $414.0 NEW $11.50 +3.4%
2128 CALL UNIVERSAL ELECTRS INC 100.0 $412.0 NEW $4.12
2129 MX MAGNACHIP SEMICONDUCTOR CORP Technology 147.0 $411.0 NEW $2.80 +97.4%
2130 CTEC GLOBAL X FDS 7.0 $408.0 NEW $58.29 +26.8%
2131 CALL IRIDEX CORP 400.0 $404.0 NEW $1.01
2132 CALL RETRACTABLE TECHNOLOGIES INC 600.0 $396.0 NEW $0.66
2133 RAVE RAVE RESTAURANT GROUP INC Consumer Cyclical 135.0 $357.0 NEW $2.64 +9.3%
2134 GNSS GENASYS INC Technology 190.0 $345.0 NEW $1.82 +9.0%
2135 PUT ORAMED PHARMACEUTICALS INC 100.0 $340.0 NEW $3.40
2136 PUT VENU HLDG CORP 100.0 $331.0 NEW $3.31
2137 CALL CAESARSTONE LTD 300.0 $321.0 NEW $1.07
2138 INSE INSPIRED ENTMT INC Consumer Cyclical 45.0 $320.0 NEW $7.11 -1.0%
2139 FHTX FOGHORN THERAPEUTICS INC Healthcare 66.0 $315.0 NEW $4.77 -11.6%
2140 REFR RESEARCH FRONTIERS INC Technology 332.0 $305.0 NEW $0.92 -18.4%
Page 107 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%