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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 106 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2101 PUT INVESTCORP CR MGMT BDC INC 400.0 $648.0 NEW $1.62
2102 LCDL GRANITESHARES ETF TR 276.0 $618.0 NEW $2.24 -66.2%
2103 CAC CAMDEN NATL CORP Financial Services 13.0 $616.0 NEW $47.38 +4.1%
2104 SB SAFE BULKERS INC Industrials 97.0 $614.0 NEW $6.33 +3.8%
2105 GPT EA SERIES TRUST 20.0 $610.0 NEW $30.50 +9.1%
2106 CUT INVESCO EXCH TRADED FD TR II 21.0 $601.0 NEW $28.62 -5.7%
2107 RSPC INVESCO EXCHANGE TRADED FD T 16.0 $598.0 NEW $37.38 +0.4%
2108 PUT PAYSIGN INC 100.0 $590.0 NEW $5.90
2109 PUT DLH HLDGS CORP 100.0 $582.0 NEW $5.82
2110 CALL GRANITE PT MTG TR INC 400.0 $580.0 NEW $1.45
2111 PUT RE/MAX HLDGS INC 100.0 $576.0 NEW $5.76
2112 COMT ISHARES U S ETF TR 17.0 $574.0 NEW $33.76 +3.7%
2113 RMAX RE/MAX HLDGS INC Real Estate 97.0 $558.0 NEW $5.75 +63.1%
2114 LSAK LESAKA TECHNOLOGIES INC Technology 108.0 $549.0 NEW $5.08 -2.8%
2115 GROW U S GLOBAL INVS INC Financial Services 213.0 $528.0 NEW $2.48 +8.5%
2116 PUT PROTARA THERAPEUTICS INC 100.0 $521.0 NEW $5.21
2117 LKFN LAKELAND FINL CORP Financial Services 9.0 $516.0 NEW $57.33 +4.5%
2118 ONEQ FIDELITY COMWLTH TR 6.0 $509.0 NEW $84.83 +22.3%
2119 CALL GREYSTONE HOUSING IMPACT INV 100.0 $492.0 NEW $4.92
2120 THEMES ETF TR 10.0 $461.0 NEW $46.10
Page 106 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%