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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 103 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2041 EWL ISHARES INC 21.0 $1K NEW $58.81 +6.5%
2042 QQQJ INVESCO EXCH TRADED FD TR II 34.0 $1K NEW $36.21 +19.3%
2043 ESNT ESSENT GROUP LTD Financial Services 21.0 $1K NEW $58.43 +4.0%
2044 CALL KKR REAL ESTATE FIN TR INC 200.0 $1K NEW $6.12
2045 TIDAL TRUST II 42.0 $1K NEW $29.12
2046 PLUS EPLUS INC Technology 16.0 $1K NEW $75.25 +13.4%
2047 ADPT ADAPTIVE BIOTECHNOLOGIES COR Healthcare 86.0 $1K NEW $13.87 +0.1%
2048 PUT CANARY CAPITAL GROUP LLX 100.0 $1K NEW $11.91
2049 ETF OPPORTUNITIES TRUST 252.0 $1K NEW $4.71
2050 GRC GORMAN RUPP CO Industrials 19.0 $1K NEW $62.11 +17.0%
2051 TESL SIMPLIFY EXCHANGE TRADED FUN 88.0 $1K NEW $13.39 +31.6%
2052 RSPD INVESCO EXCHANGE TRADED FD T 22.0 $1K NEW $53.50 +0.8%
2053 GLGG THEMES ETF TR 266.0 $1K NEW $4.36 +118.0%
2054 CALL GLOBUS MARITIME LIMITED NEW 500.0 $1K NEW $2.31
2055 SJNK SPDR SERIES TRUST 46.0 $1K NEW $24.98 +0.2%
2056 PCEF INVESCO EXCH TRADED FD TR II 61.0 $1K NEW $18.82 +5.8%
2057 ARAY ACCURAY INC DEL Healthcare 2,886.0 $1K NEW $0.39 -20.8%
2058 BWX SPDR SERIES TRUST 51.0 $1K NEW $21.94 -0.1%
2059 CALL LINEAGE CELL THERAPEUTICS IN 700.0 $1K NEW $1.58
2060 CALL THE ARENA GROUP HOLDINGS INC 500.0 $1K NEW $2.17
Page 103 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%