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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 102 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2021 GRAYSCALE DOGECOIN TR ETF 135.0 $1K NEW $10.81
2022 CALL COLUMBUS MCKINNON CORP N Y 100.0 $1K NEW $14.53
2023 GINN GOLDMAN SACHS ETF TR 21.0 $1K NEW $68.29 +15.6%
2024 BWMX BETTERWARE DE MEXC S A P I D Consumer Cyclical 85.0 $1K NEW $16.86 +0.9%
2025 CALL CAPITOL FED FINL INC 200.0 $1K NEW $7.13
2026 BYSI BEYONDSPRING INC Healthcare 864.0 $1K NEW $1.64 -4.2%
2027 PHYS SPROTT ASSET MANAGEMENT LP Financial Services 39.0 $1K NEW $35.44 -3.6%
2028 ACA ARCOSA INC Industrials 13.0 $1K NEW $106.08 +18.6%
2029 PUT NORTH AMERN CONSTR GROUP LTD 100.0 $1K NEW $13.48
2030 PUT TASKUS INC 200.0 $1K NEW $6.71
2031 EFO PROSHARES TR 21.0 $1K NEW $63.57 +15.0%
2032 THE BRAND HOUSE COLLECTIVE I 1,418.0 $1K NEW $0.93
2033 ONEW ONEWATER MARINE INC Consumer Cyclical 139.0 $1K NEW $9.45 +15.8%
2034 CALL HACKETT GROUP INC 100.0 $1K NEW $13.01
2035 SPEM SPDR INDEX SHS FDS 27.0 $1K NEW $46.89 +11.7%
2036 PCRX PACIRA BIOSCIENCES INC Healthcare 56.0 $1K NEW $22.59 +4.4%
2037 KLXE KLX ENERGY SERVICES HOLDINGS Energy 483.0 $1K NEW $2.60 +22.8%
2038 AUB ATLANTIC UN BANKSHARES CORP Financial Services 35.0 $1K NEW $35.71 +7.0%
2039 MATIV HOLDINGS INC 143.0 $1K NEW $8.70
2040 IGLB ISHARES TR 25.0 $1K NEW $49.60 +0.3%
Page 102 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%