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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 101 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2001 RPG INVESCO EXCHANGE TRADED FD T 36.0 $2K NEW $46.72 +26.3%
2002 CALL BITGO HOLDINGS INC 200.0 $2K NEW $8.23
2003 PUT FOX FACTORY HLDG CORP 100.0 $2K NEW $16.46
2004 CALL IRSA INVERSIONES Y REP S A 100.0 $2K NEW $16.21
2005 CSR CENTERSPACE Real Estate 28.0 $2K NEW $57.43 +19.9%
2006 DCBO DOCEBO INC Technology 92.0 $2K NEW $17.47 -0.7%
2007 PUT MONRO INC 100.0 $2K NEW $16.04
2008 PUT CIBUS INC 800.0 $2K NEW $1.98
2009 OKTG THEMES ETF TR 138.0 $2K NEW $11.46 +28.0%
2010 DNL WISDOMTREE TR 39.0 $2K NEW $40.36 +11.2%
2011 FBIZ FIRST BUSINESS FINL SVCS INC Financial Services 29.0 $2K NEW $53.90 +8.0%
2012 ICUI ICU MED INC Healthcare 12.0 $2K NEW $129.08 +3.0%
2013 SUTRO BIOPHARMA INC 62.0 $2K NEW $24.90
2014 PUT CLASSOVER HLDGS INC 500.0 $2K NEW $3.08
2015 FBRT FRANKLIN BSP RLTY TR INC Real Estate 180.0 $2K NEW $8.49 +0.4%
2016 PUT AMPLITECH GROUP INC 800.0 $2K NEW $1.90
2017 SCVL SHOE CARNIVAL INC Consumer Cyclical 97.0 $2K NEW $15.59 +7.5%
2018 CALL MAGNUM ICE CREAM CO NV 100.0 $1K NEW $14.95
2019 PUT AFYA LTD 100.0 $1K NEW $14.87
2020 INGR INGREDION INC Consumer Defensive 13.0 $1K NEW $112.62 -8.9%
Page 101 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%