Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542

13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds

Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited

Page 100 of 111 · 2,204 positions

#	Ticker	Company	Sector	Shares	Value ↓	% Port	Chg Shares	Chg %	Period Price ①	Since Period ①
1981	PDM	PIEDMONT REALTY TRUST INC	Real Estate	292.0	$2K	—	NEW	—	$6.57	+27.3%
1982	— PUT	STAGWELL INC	—	300.0	$2K	—	NEW	—	$6.29	—
1983	—	TIDAL TRUST II	—	79.0	$2K	—	NEW	—	$23.71	—
1984	— CALL	LIFECORE BIOMEDICAL INC	—	500.0	$2K	—	NEW	—	$3.72	—
1985	BCML	BAYCOM CORP	Financial Services	62.0	$2K	—	NEW	—	$29.71	+2.4%
1986	— CALL	GRAYSCALE SOLANA STAKING ETF	—	300.0	$2K	—	NEW	—	$6.13	—
1987	TPVG	TRIPLEPOINT VENTURE GROWTH B	Financial Services	364.0	$2K	—	NEW	—	$4.99	+13.3%
1988	— CALL	TURKCELL ILETISIM	—	300.0	$2K	—	NEW	—	$6.03	—
1989	— CALL	QUANEX BLDG PRODS CORP	—	100.0	$2K	—	NEW	—	$17.97	—
1990	FLIN	FRANKLIN TEMPLETON ETF TR	—	54.0	$2K	—	NEW	—	$33.20	+4.8%
1991	VTIP	VANGUARD MALVERN FDS	—	35.0	$2K	—	NEW	—	$49.94	+0.7%
1992	— PUT	DOCEBO INC	—	100.0	$2K	—	NEW	—	$17.47	—
1993	FOXF	FOX FACTORY HLDG CORP	Consumer Cyclical	106.0	$2K	—	NEW	—	$16.45	+0.2%
1994	EE	EXCELERATE ENERGY INC	Utilities	52.0	$2K	—	NEW	—	$33.40	+7.9%
1995	— CALL	COMPANHIA SIDERURGICA NACION	—	1,400.0	$2K	—	NEW	—	$1.24	—
1996	BBJP	J P MORGAN EXCHANGE TRADED F	—	25.0	$2K	—	NEW	—	$68.88	+9.3%
1997	ITRN	ITURAN LOCATION AND CONTROL	Technology	35.0	$2K	—	NEW	—	$49.00	+23.4%
1998	JVAL	J P MORGAN EXCHANGE TRADED F	—	35.0	$2K	—	NEW	—	$48.86	+16.2%
1999	— PUT	NRX PHARMACEUTICALS INC	—	800.0	$2K	—	NEW	—	$2.13	—
2000	DGIN	VANECK ETF TRUST	—	54.0	$2K	—	NEW	—	$31.30	+9.5%

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① Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation

Technology 33.1%

Financial Services 16.1%

Communication Services 11.7%

Consumer Cyclical 11.2%

Healthcare 10.2%

Energy 4.4%

Industrials 4.3%

Basic Materials 4.1%

Consumer Defensive 2.3%

Real Estate 1.3%