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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 10 of 111  ·  2,204 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
181 PUT BABCOCK & WILCOX ENTERPRISES 133,500.0 $2.0M 0.00% NEW $14.69
182 PUT EVOLV TECHNOLOGIES HLDNGS IN 323,300.0 $2.0M 0.00% NEW $6.05
183 TAN INVESCO EXCH TRADED FD TR II 35,060.0 $2.0M 0.00% NEW $55.71 +24.2%
184 PUT NEW ORIENTAL ED & TECHNOLOGY 34,200.0 $1.9M 0.00% NEW $56.63
185 PUT ALKAMI TECHNOLOGY INC 122,500.0 $1.9M 0.00% NEW $15.67
186 DVA DAVITA INC Healthcare 12,475.0 $1.9M 0.00% NEW $153.69 +27.9%
187 QIAGEN NV 47,722.0 $1.9M 0.00% NEW $40.04
188 CALL PRECISION DRILLING CORP 19,400.0 $1.9M 0.00% NEW $98.40
189 CALL TSAKOS ENERGY NAVIGATION LTD 48,200.0 $1.9M 0.00% NEW $39.46
190 CALL PRAXIS PRECISION MEDICINES I 5,900.0 $1.9M 0.00% NEW $322.19
191 PUT PIPER SANDLER COMPANIES 24,800.0 $1.9M 0.00% NEW $76.55
192 PUT DAY ONE BIOPHARMACEUTICALS I 88,400.0 $1.9M 0.00% NEW $21.44
193 SPXS DIREXION SHARES ETF TRUST 46,469.0 $1.9M 0.00% NEW $40.49 -34.4%
194 PUT GE HEALTHCARE TECHNOLOGIES I 26,000.0 $1.9M 0.00% NEW $71.18
195 WFC WELLS FARGO & CO Financial Services 22,945.0 $1.8M 0.00% NEW $79.61 -3.0%
196 CALL ZIM INTEGRATED SHIPPING SERV 69,000.0 $1.8M 0.00% NEW $26.35
197 FAS DIREXION SHARES ETF TRUST 15,123.0 $1.8M 0.00% NEW $118.50 +12.7%
198 PUT MAKEMYTRIP LIMITED MAURITIUS 47,600.0 $1.8M 0.00% NEW $37.29
199 CALL CHECK POINT SOFTWARE TECH LT 12,400.0 $1.8M 0.00% NEW $142.85
200 PUT METTLER TOLEDO INTERNATIONAL 1,400.0 $1.8M 0.00% NEW $1261.20
Page 10 of 111  ·  2,204 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%