Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542

13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds

Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited

Page 1 of 111 · 2,204 positions

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#	Ticker	Company	Sector	Shares	Value ↓	% Port	Chg Shares	Chg %	Period Price ①	Since Period ①
1	— PUT	TAIWAN SEMICONDUCTOR MANUFAC	—	1,475,000.0	$498.5M	0.33%	NEW	—	$337.95	—
2	— CALL	TAIWAN SEMICONDUCTOR MANUFAC	—	755,000.0	$255.2M	0.17%	NEW	—	$337.95	—
3	AMZN	AMAZON COM INC	Consumer Cyclical	764,884.0	$159.3M	0.11%	NEW	—	$208.27	+19.9%
4	TSM	TAIWAN SEMICONDUCTOR MANUFAC	Technology	351,805.0	$118.9M	0.08%	NEW	—	$337.95	+33.3%
5	GLD	SPDR GOLD TR	Financial Services	230,612.0	$99.2M	0.07%	NEW	—	$430.29	-8.6%
6	— CALL	STRIVE INC	—	6,609,800.0	$66.2M	0.04%	NEW	—	$10.02	—
7	— CALL	INTERNATIONAL BUSINESS MACHS	—	233,200.0	$56.5M	0.04%	NEW	—	$242.39	—
8	— CALL	PETROLEO BRASILEIRO S A	—	2,758,900.0	$56.5M	0.04%	NEW	—	$20.49	—
9	— PUT	SEAGATE TECHNOLOGY HLDNGS PL	—	139,600.0	$54.7M	0.04%	NEW	—	$391.76	—
10	TLT	ISHARES TR	—	608,012.0	$52.7M	0.04%	NEW	—	$86.69	-8.5%
11	— PUT	INTERNATIONAL BUSINESS MACHS	—	196,600.0	$47.7M	0.03%	NEW	—	$242.39	—
12	USO	UNITED STS OIL FD LP	Financial Services	329,788.0	$42.0M	0.03%	NEW	—	$127.25	+16.6%
13	— CALL	BITMINE IMMERSION TECNOLOGIE	—	2,011,900.0	$39.8M	0.03%	NEW	—	$19.78	—
14	— CALL	SEAGATE TECHNOLOGY HLDNGS PL	—	100,200.0	$39.3M	0.03%	NEW	—	$391.76	—
15	URA	GLOBAL X FDS	—	470,104.0	$22.8M	0.01%	NEW	—	$48.43	-15.5%
16	LQD	ISHARES TR	—	208,171.0	$22.7M	0.01%	NEW	—	$108.99	-5.3%
17	— PUT	BITMINE IMMERSION TECNOLOGIE	—	1,127,500.0	$22.3M	0.01%	NEW	—	$19.78	—
18	— PUT	THERMO FISHER SCIENTIFIC INC	—	45,200.0	$22.2M	0.01%	NEW	—	$491.53	—
19	ASML	ASML HLDG NV	Technology	16,741.0	$22.1M	0.01%	NEW	—	$1320.83	+32.0%
20	— PUT	CHARTER COMMUNICATIONS INC	—	94,000.0	$20.3M	0.01%	NEW	—	$215.88	—

Page 1 of 111 · 2,204 positions

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① Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation

Technology 33.7%

Financial Services 16.1%

Consumer Cyclical 11.4%

Healthcare 10.4%

Communication Services 10.4%

Energy 4.5%

Industrials 4.4%

Basic Materials 4.2%

Consumer Defensive 2.4%

Utilities 1.4%