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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 9 of 81  ·  1,620 positions
# Ticker Company Sector Shares Value ↓ % Port Status
161 VEEV VEEVA SYS INC Healthcare 6,604 $1.5M 0.00% SOLD
162 PUT MIND MEDICINE MINDMED INC 109,000 $1.5M 0.00% SOLD
163 CALL NEW GOLD INC CDA 160,400 $1.4M 0.00% SOLD
164 PUT TIDAL TRUST II 254,000 $1.4M 0.00% SOLD
165 CALL CHURCHILL CAP CORP X 88,100 $1.4M 0.00% SOLD
166 NVTS NAVITAS SEMICONDUCTOR CORP Technology 192,250 $1.4M 0.00% SOLD
167 CALL MERUS N V 15,200 $1.4M 0.00% SOLD
168 VOD VODAFONE GROUP PLC NEW Communication Services 101,952 $1.3M 0.00% SOLD
169 BDX BECTON DICKINSON & CO Healthcare 6,923 $1.3M 0.00% SOLD
170 EMN EASTMAN CHEM CO Basic Materials 21,017 $1.3M 0.00% SOLD
171 RYAM RAYONIER ADVANCED MATLS INC Basic Materials 226,678 $1.3M 0.00% SOLD
172 MCY MERCURY GENL CORP NEW Financial Services 14,164 $1.3M 0.00% SOLD
173 FLR FLUOR CORP NEW Industrials 33,546 $1.3M 0.00% SOLD
174 RIO RIO TINTO PLC Basic Materials 16,600 $1.3M 0.00% SOLD
175 TBT PROSHARES TR 37,809 $1.3M 0.00% SOLD
176 EXPAND ENERGY CORPORATION 11,929 $1.3M 0.00% SOLD
177 PUT EURONET WORLDWIDE INC 17,000 $1.3M 0.00% SOLD
178 DG DOLLAR GEN CORP NEW Consumer Defensive 9,674 $1.3M 0.00% SOLD
179 PUT QUEST DIAGNOSTICS INC 7,400 $1.3M 0.00% SOLD
180 EXPD EXPEDITORS INTL WASH INC Industrials 8,617 $1.3M 0.00% SOLD
Page 9 of 81  ·  1,620 positions
Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%