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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 77 of 81  ·  1,620 positions
# Ticker Company Sector Shares Value ↓ % Port Status
1521 CALL ZYNEX INC 4,200 $529.0 SOLD
1522 PUT AMBER INTL HLDG LTD 300 $519.0 SOLD
1523 ARCO ARCOS DORADOS HOLDINGS INC Consumer Cyclical 70 $513.0 SOLD
1524 CFFN CAPITOL FED FINL INC Financial Services 75 $510.0 SOLD
1525 CALL AMERICAN WELL CORP 100 $491.0 SOLD
1526 ADAPTIMMUNE THERAPEUTICS PLC SPONDS ADS 18,610 $483.0 SOLD
1527 CALL ENVVENO MEDICAL CORPORATION 1,500 $481.0 SOLD
1528 CCS CENTURY CMNTYS INC Consumer Cyclical 8 $474.0 SOLD
1529 PUT WIMI HOLOGRAM CLOUD INC 200 $474.0 SOLD
1530 PUT PIONEER PWR SOLUTIONS INC 100 $473.0 SOLD
1531 CALL ALTA EQUIPMENT GROUP INC 100 $459.0 SOLD
1532 TRC TEJON RANCH CO Industrials 29 $457.0 SOLD
1533 DIREXION SHS ETF TR 89 $451.0 SOLD
1534 PUT CUREVAC N V 100 $451.0 SOLD
1535 EWCZ EUROPEAN WAX CTR INC Consumer Defensive 124 $446.0 SOLD
1536 AMDD DIREXION SHS ETF TR 46 $432.0 SOLD
1537 ABVC BIOPHARMA INC 196 $417.0 SOLD
1538 INVESTMENT MANAGERS SER TR 40 $413.0 SOLD
1539 PUT VISTEON CORP 100 $409.0 SOLD
1540 PUT TELEFONICA S A 100 $405.0 SOLD
Page 77 of 81  ·  1,620 positions
Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%