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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 76 of 81  ·  1,620 positions
# Ticker Company Sector Shares Value ↓ % Port Status
1501 GTY GETTY RLTY CORP NEW Real Estate 25 $684.0 SOLD
1502 PUT INOGEN INC 100 $672.0 SOLD
1503 PUT DMC GLOBAL INC 100 $669.0 SOLD
1504 CALL CELULARITY INC 600 $666.0 SOLD
1505 CALL HF FOODS GROUP INC 300 $644.0 SOLD
1506 SACH SACHEM CAP CORP Real Estate 616 $640.0 SOLD
1507 SPXT PROSHARES TR 6 $623.0 SOLD
1508 CNYA ISHARES TR 18 $622.0 SOLD
1509 PUT CASTOR MARITIME INC 300 $620.0 SOLD
1510 ATNI ATN INTL INC Communication Services 27 $615.0 SOLD
1511 CALL BANCO SANTANDER BRASIL S A 100 $611.0 SOLD
1512 CALL 1STDIBS COM INC 100 $599.0 SOLD
1513 SDP PROSHARES TR 47 $586.0 SOLD
1514 OFFICE PPTYS INCOME TR 45,465 $581.0 SOLD
1515 BBUC BROOKFIELD BUSINESS CORP Financial Services 16 $574.0 SOLD
1516 PUT C4 THERAPEUTICS INC 300 $573.0 SOLD
1517 IJS ISHARES TR 5 $568.0 SOLD
1518 TOWN TOWNEBANK PORTSMOUTH VA Financial Services 17 $567.0 SOLD
1519 RPAR TIDAL TRUST I 26 $557.0 SOLD
1520 CALL DATACENTREX INC 200 $550.0 SOLD
Page 76 of 81  ·  1,620 positions
Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%