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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 57 of 81  ·  1,620 positions
# Ticker Company Sector Shares Value ↓ % Port Status
1121 HNI HNI CORP Industrials 223 $9K SOLD
1122 PUT NORTHWEST NAT HLDG CO 200 $9K SOLD
1123 HARVARD BIOSCIENCE INC 13,790 $9K SOLD
1124 CALL FIRST TR EXCHANGE-TRADED FD 200 $9K SOLD
1125 PUT INMUNE BIO INC 5,900 $9K SOLD
1126 CALL WILEY JOHN & SONS INC 300 $9K SOLD
1127 PUT XENCOR INC 600 $9K SOLD
1128 PUT MILLERKNOLL INC 500 $9K SOLD
1129 LNT ALLIANT ENERGY CORP Utilities 140 $9K SOLD
1130 LIBERTY MEDIA CORP DEL 101 $9K SOLD
1131 TIDAL TRUST II 415 $9K SOLD
1132 CALL DOLE PLC 600 $9K SOLD
1133 VSEC VSE CORP Industrials 52 $9K SOLD
1134 UCYB PROSHARES TR 170 $9K SOLD
1135 PUT DELEK LOGISTICS PARTNERS LP 200 $9K SOLD
1136 PUT IZEA WORLDWIDE INC 2,000 $9K SOLD
1137 REK PROSHARES TR 509 $9K SOLD
1138 PUT INVESCO GALAXY BITCOIN ETF 100 $9K SOLD
1139 CALL ASTEC INDS INC 200 $9K SOLD
1140 ETF OPPORTUNITIES TRUST 700 $9K SOLD
Page 57 of 81  ·  1,620 positions
Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%