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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 56 of 81  ·  1,620 positions
# Ticker Company Sector Shares Value ↓ % Port Status
1101 PUT NEWS CORP NEW 400 $10K SOLD
1102 XYLD GLOBAL X FDS 257 $10K SOLD
1103 IYT ISHARES TR 140 $10K SOLD
1104 PUT RPM INTL INC 100 $10K SOLD
1105 CALL CUSTOM TRUCK ONE SOURCE INC 1,800 $10K SOLD
1106 VBNK VERSABANK NEW Financial Services 689 $10K SOLD
1107 WANT DIREXION SHS ETF TR 204 $10K SOLD
1108 VECO VEECO INSTRS INC DEL Technology 357 $10K SOLD
1109 PUT RAPT THERAPEUTICS INC 300 $10K SOLD
1110 LVO LIVEONE INC Communication Services 2,070 $10K SOLD
1111 CALL AMERANT BANCORP INC 500 $10K SOLD
1112 PUT LIBERTY BROADBAND CORP 200 $10K SOLD
1113 SEG SEAPORT ENTMT GROUP INC Real Estate 489 $10K SOLD
1114 SCHA SCHWAB STRATEGIC TR 339 $10K SOLD
1115 CALL MERCANTILE BK CORP 200 $10K SOLD
1116 CALL INSTEEL INDS INC 300 $10K SOLD
1117 AMSF AMERISAFE INC Financial Services 247 $9K SOLD
1118 ADCT ADC THERAPEUTICS SA Healthcare 2,687 $9K SOLD
1119 PUT COCA-COLA FEMSA SAB DE CV 100 $9K SOLD
1120 CALL CAREDX INC 500 $9K SOLD
Page 56 of 81  ·  1,620 positions
Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%