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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 55 of 81  ·  1,620 positions
# Ticker Company Sector Shares Value ↓ % Port Status
1081 IZEA WORLDWIDE INC 2,611 $11K SOLD
1082 CTEV CLARITEV CORPORATION Healthcare 267 $11K SOLD
1083 KRANESHARES TRUST 402 $11K SOLD
1084 TRUECAR INC 5,008 $11K SOLD
1085 PNNT PENNANTPARK INVT CORP Financial Services 1,870 $11K SOLD
1086 CALL UDEMY INC 1,900 $11K SOLD
1087 WHEELS UP EXPERIENCE INC 16,932 $11K SOLD
1088 KRG KITE RLTY GROUP TR Real Estate 463 $11K SOLD
1089 VRE VERIS RESIDENTIAL INC Real Estate 739 $11K SOLD
1090 NFBK NORTHFIELD BANCORP INC DEL Financial Services 962 $11K SOLD
1091 CALL GAIA INC NEW 3,000 $11K SOLD
1092 CALL STANDARD BIOTOOLS INC 8,500 $11K SOLD
1093 FUTY FIDELITY COVINGTON TRUST 197 $11K SOLD
1094 CALL ONEWATER MARINE INC 1,000 $11K SOLD
1095 PUT RUSH ENTERPRISES INC 200 $11K SOLD
1096 SLQT SELECTQUOTE INC Financial Services 7,617 $11K SOLD
1097 PUT PENNANTPARK INVT CORP 1,800 $11K SOLD
1098 WESTPORT FUEL SYSTEMS INC 6,705 $11K SOLD
1099 OGIG ALPS ETF TR 200 $11K SOLD
1100 PUT VEON LTD 200 $11K SOLD
Page 55 of 81  ·  1,620 positions
Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%