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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 5 of 81  ·  1,620 positions
# Ticker Company Sector Shares Value ↓ % Port Status
81 ISRG INTUITIVE SURGICAL INC Healthcare 6,141 $3.5M 0.00% SOLD
82 VTI VANGUARD INDEX FDS 10,361 $3.5M 0.00% SOLD
83 COST COSTCO WHSL CORP NEW Consumer Defensive 3,949 $3.4M 0.00% SOLD
84 CALL AVERY DENNISON CORP 18,500 $3.4M 0.00% SOLD
85 NIO NIO INC Consumer Cyclical 659,692 $3.4M 0.00% SOLD
86 CFG CITIZENS FINL GROUP INC Financial Services 57,493 $3.4M 0.00% SOLD
87 KWEB KRANESHARES TRUST 95,566 $3.3M 0.00% SOLD
88 TIGR UP FINTECH HLDG LTD Financial Services 330,741 $3.2M 0.00% SOLD
89 DHR DANAHER CORPORATION Healthcare 13,157 $3.0M 0.00% SOLD
90 CPRT COPART INC Industrials 76,034 $3.0M 0.00% SOLD
91 DIS DISNEY WALT CO Communication Services 25,931 $3.0M 0.00% SOLD
92 CALL TIDAL TRUST II 163,200 $2.9M 0.00% SOLD
93 XOM EXXON MOBIL CORP Energy 24,131 $2.9M 0.00% SOLD
94 FIVE FIVE BELOW INC Consumer Cyclical 15,289 $2.9M 0.00% SOLD
95 NRG NRG ENERGY INC Utilities 17,567 $2.8M 0.00% SOLD
96 AVIDITY BIOSCIENCES INC 38,607 $2.8M 0.00% SOLD
97 PWR QUANTA SVCS INC Industrials 6,534 $2.8M 0.00% SOLD
98 WRBY WARBY PARKER INC Healthcare 126,190 $2.7M 0.00% SOLD
99 WM WASTE MGMT INC DEL Industrials 12,363 $2.7M 0.00% SOLD
100 LUMN LUMEN TECHNOLOGIES INC Communication Services 338,757 $2.6M 0.00% SOLD
Page 5 of 81  ·  1,620 positions
Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%