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Portfolio (Quarterly) Guide ↗

SIMPLEX TRADING, LLC

· CIK 0001488542
13F Portfolio $149.1B AUM 10,161 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2204 New 2617 Added 3899 Reduced 1620 Exited
Page 19 of 81  ·  1,620 positions
# Ticker Company Sector Shares Value ↓ % Port Status
361 DFEN DIREXION SHS ETF TR 6,025 $385K SOLD
362 CW CURTISS WRIGHT CORP Industrials 697 $384K SOLD
363 CALL PTC INC 2,200 $383K SOLD
364 PUT NEW GOLD INC CDA 44,000 $383K SOLD
365 XYL XYLEM INC Industrials 2,805 $382K SOLD
366 UPWK UPWORK INC Industrials 19,197 $380K SOLD
367 BTI BRITISH AMERN TOB PLC Consumer Defensive 6,717 $380K SOLD
368 TIDAL TRUST II 98,201 $378K SOLD
369 LIGHT & WONDER INC 3,666 $378K SOLD
370 EMB ISHARES TR 3,919 $377K SOLD
371 CX CEMEX SAB DE CV Basic Materials 32,478 $373K SOLD
372 HXL HEXCEL CORP NEW Industrials 5,047 $373K SOLD
373 DIREXION SHS ETF TR 140,135 $369K SOLD
374 PLTK PLAYTIKA HLDG CORP Technology 93,083 $368K SOLD
375 CALL FB FINL CORP 6,500 $363K SOLD
376 OKLL TIDAL TRUST II 21,586 $362K SOLD
377 INDIVIOR PLC 10,085 $362K SOLD
378 CALL SEMLER SCIENTIFIC INC 23,400 $358K SOLD
379 RMBS RAMBUS INC DEL Technology 3,884 $357K SOLD
380 RPRX ROYALTY PHARMA PLC Healthcare 9,109 $352K SOLD
Page 19 of 81  ·  1,620 positions
Sector Allocation
Technology 33.1%
Financial Services 16.1%
Communication Services 11.7%
Consumer Cyclical 11.2%
Healthcare 10.2%
Energy 4.4%
Industrials 4.3%
Basic Materials 4.1%
Consumer Defensive 2.3%
Real Estate 1.3%